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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENS icon
2626
EnerSys
ENS
$7.2B
$15K ﹤0.01%
242
– –
EUSA icon
2627
iShares MSCI USA Equal Weighted ETF
EUSA
$1.96B
$15K ﹤0.01%
+400
New +$14.4K
FDM icon
2628
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$15K ﹤0.01%
527
-73
-12% -$2.06K
GEF icon
2629
Greif
GEF
$5.03B
$15K ﹤0.01%
276
+26
+10% +$1.4K
KEX icon
2630
Kirby Corp
KEX
$7.26B
$15K ﹤0.01%
168
-3
-2% -$252
MUFG icon
2631
Mitsubishi UFJ Financial
MUFG
$260B
$15K ﹤0.01%
2,441
+401
+20% +$2.55K
NG icon
2632
NovaGold Resources
NG
$3.4B
$15K ﹤0.01%
6,550
-650
-9% -$1.7K
NIM icon
2633
Nuveen Select Maturities Municipal Fund
NIM
$116M
$15K ﹤0.01%
1,500
– –
NKSH icon
2634
National Bankshares
NKSH
$272M
$15K ﹤0.01%
406
– –
POWL icon
2635
Powell Industries
POWL
$7.43B
$15K ﹤0.01%
711
– –
PRN icon
2636
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$442M
$15K ﹤0.01%
341
– –
SDS icon
2637
ProShares UltraShort S&P500
SDS
$365M
$15K ﹤0.01%
4
– –
SIGI icon
2638
Selective Insurance
SIGI
$5.59B
$15K ﹤0.01%
602
+18
+3% +$438
SKY icon
2639
Champion Homes
SKY
$5.23B
$15K ﹤0.01%
3,000
– –
TTEK icon
2640
Tetra Tech
TTEK
$9.33B
$15K ﹤0.01%
2,820
-2,735
-49% -$13.1K
ENFY
2641
DELISTED
Enlightify Inc
ENFY
$15K ﹤0.01%
271
+21
+8% +$834
BCPC
2642
Balchem Corp
BCPC
$5.65B
$15K ﹤0.01%
281
+46
+20% +$2.27K
CORR
2643
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$15K ﹤0.01%
430
+7
+2% +$258
MN
2644
DELISTED
MANNING & NAPIER, INC.
MN
$15K ﹤0.01%
897
-26
-3% -$435
MBII
2645
DELISTED
Marrone Bio Innovations, Inc.
MBII
$15K ﹤0.01%
+900
New +$12.6K
LDL
2646
DELISTED
Lydall, Inc.
LDL
$15K ﹤0.01%
880
-3
-0.3% -$48
ETFC
2647
DELISTED
E*Trade Financial Corporation
ETFC
$15K ﹤0.01%
901
+534
+146% +$7.96K
ECT
2648
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$15K ﹤0.01%
1,600
– –
ULTI
2649
DELISTED
Ultimate Software Group Inc
ULTI
$15K ﹤0.01%
105
– –
KS
2650
DELISTED
KapStone Paper and Pack Corp.
KS
$15K ﹤0.01%
698
– –
104 105
106
107 108

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.