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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUSB icon
2601
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$124K ﹤0.01%
5,069
+1,400
+38% +$34.2K
TELL
2602
DELISTED
Tellurian Inc.
TELL
$124K ﹤0.01%
17,990
+14,397
+401% +$111K
MFD
2603
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$124K ﹤0.01%
13,355
+1,390
+12% +$14.3K
PTE
2604
DELISTED
PolarityTE, Inc. Common Stock
PTE
$124K ﹤0.01%
369
-8
-2% -$2.9K
AIV.PRA
2605
DELISTED
Apart. Invst and Mgt Co
AIV.PRA
$124K ﹤0.01%
4,890
-737
-13% -$18.9K
ADC icon
2606
Agree Realty
ADC
$9.3B
$123K ﹤0.01%
2,104
+408
+24% +$23.3K
EXP icon
2607
Eagle Materials
EXP
$6.4B
$123K ﹤0.01%
1,997
-2,000
-50% -$143K
TSLF
2608
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$123K ﹤0.01%
8,258
+473
+6% +$7.51K
AMZA icon
2609
InfraCap MLP ETF
AMZA
$484M
$122K ﹤0.01%
2,434
+72
+3% +$4.59K
INVA icon
2610
Innoviva
INVA
$1.53B
$122K ﹤0.01%
7,120
+686
+11% +$11.1K
PBT
2611
Permian Basin Royalty Trust
PBT
$1.52B
$122K ﹤0.01%
20,695
-137
-0.7% -$965
TBF icon
2612
ProShares Short 20+ Year Treasury ETF
TBF
$107M
$122K ﹤0.01%
5,456
-2,500
-31% -$59.1K
UTL icon
2613
Unitil
UTL
$995M
$122K ﹤0.01%
2,411
+68
+3% +$3.39K
SYG
2614
DELISTED
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
$122K ﹤0.01%
1,722
+1,361
+377% +$106K
IDTI
2615
DELISTED
Integrated Device Technology I
IDTI
$122K ﹤0.01%
2,504
-822
-25% -$38.8K
EMGF icon
2616
iShares Emerging Markets Equity Factor ETF
EMGF
$1.91B
$121K ﹤0.01%
3,118
+92
+3% +$3.72K
GPRO icon
2617
GoPro
GPRO
$110M
$121K ﹤0.01%
28,624
-8,685
-23% -$48.6K
ISCF icon
2618
iShares International Small Cap Equity Factor ETF
ISCF
$686M
$121K ﹤0.01%
4,684
+1,569
+50% +$44.1K
TRU icon
2619
TransUnion
TRU
$15.4B
$121K ﹤0.01%
2,143
-204
-9% -$13K
FCF icon
2620
First Commonwealth Financial
FCF
$2.18B
$120K ﹤0.01%
9,914
+151
+2% +$2.07K
ICLN icon
2621
iShares Global Clean Energy ETF
ICLN
$2.09B
$120K ﹤0.01%
14,493
+6,108
+73% +$51.9K
IWX icon
2622
iShares Russell Top 200 Value ETF
IWX
$4.04B
$120K ﹤0.01%
2,518
+12
+0.5% +$615
MLPA icon
2623
Global X MLP ETF
MLPA
$2.3B
$120K ﹤0.01%
2,609
+62
+2% +$3.27K
S
2624
DELISTED
Sprint Corporation
S
$120K ﹤0.01%
20,653
-699
-3% -$4.31K
DWAQ
2625
DELISTED
Invesco DWA NASDAQ Momentum ETF
DWAQ
$120K ﹤0.01%
1,366
-125
-8% -$12.1K
103 104
105
106 107

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.