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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESV
2601
DELISTED
Ensco Rowan plc
ESV
$118K ﹤0.01%
4,961
+1,544
+45% +$34.2K
CBB
2602
DELISTED
Cincinnati Bell Inc.
CBB
$118K ﹤0.01%
5,711
+326
+6% +$6.63K
AIV
2603
Aimco
AIV
$379M
$117K ﹤0.01%
20,073
-2,725
-12% -$16K
BTT icon
2604
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$117K ﹤0.01%
5,233
+4,700
+882% +$106K
ENZL icon
2605
iShares MSCI New Zealand ETF
ENZL
$82.7M
$117K ﹤0.01%
2,466
-9
-0.4% -$416
GHYG icon
2606
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$117K ﹤0.01%
2,323
-323
-12% -$16.4K
KEX icon
2607
Kirby Corp
KEX
$7.18B
$117K ﹤0.01%
1,756
-175
-9% -$11.5K
PLOW icon
2608
Douglas Dynamics
PLOW
$981M
$117K ﹤0.01%
3,103
-414
-12% -$16.5K
RCI icon
2609
Rogers Communications
RCI
$19.4B
$117K ﹤0.01%
2,308
+1,198
+108% +$62.4K
IRL
2610
DELISTED
NEW IRELAND FUND INC
IRL
$117K ﹤0.01%
9,332
-4,511
-33% -$59K
HCR
2611
DELISTED
Hi-Crush Inc. Common Stock
HCR
$117K ﹤0.01%
10,935
+1,384
+14% +$13.9K
IDTI
2612
DELISTED
Integrated Device Technology I
IDTI
$117K ﹤0.01%
3,929
+1,254
+47% +$37.7K
FNGN
2613
DELISTED
Financial Engines, Inc.
FNGN
$117K ﹤0.01%
3,860
+3,050
+377% +$95.8K
FUT
2614
DELISTED
ProShares Managed Futures Strategy ETF
FUT
$117K ﹤0.01%
2,912
-121
-4% -$4.83K
APOG icon
2615
Apogee Enterprises
APOG
$897M
$116K ﹤0.01%
2,540
+54
+2% +$2.58K
CCK icon
2616
Crown Holdings
CCK
$13.1B
$116K ﹤0.01%
2,064
-924
-31% -$54.6K
IYC icon
2617
iShares US Consumer Discretionary ETF
IYC
$1.22B
$116K ﹤0.01%
2,600
+396
+18% +$16.9K
VTGN icon
2618
VistaGen Therapeutics
VTGN
$11.8M
$116K ﹤0.01%
3,480
+1,977
+132% +$65.2K
IBDP
2619
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$116K ﹤0.01%
4,636
+2,575
+125% +$64.6K
SXCP
2620
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$116K ﹤0.01%
6,648
+807
+14% +$14.1K
TEP
2621
DELISTED
Tallgrass Energy Partners, LP
TEP
$116K ﹤0.01%
2,520
+1,700
+207% +$77.2K
OLOX
2622
Olenox Industries
OLOX
$4.4M
– –
0
– –
SNN icon
2623
Smith & Nephew
SNN
$12.5B
$115K ﹤0.01%
3,261
+548
+20% +$19.9K
TGNA
2624
DELISTED
TEGNA Inc
TGNA
$115K ﹤0.01%
8,157
+1,049
+15% +$13.7K
WABC icon
2625
Westamerica Bancorp
WABC
$1.38B
$115K ﹤0.01%
1,929
-33
-2% -$1.94K
103 104
105
106 107

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.