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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTW icon
2601
Willis Towers Watson
WTW
$31B
$22K ﹤0.01%
202
-3
-1% -$333
XYLD icon
2602
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$22K ﹤0.01%
465
– –
ZTR
2603
Virtus Total Return Fund
ZTR
$341M
$22K ﹤0.01%
1,573
+25
+2% +$355
FMO
2604
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$22K ﹤0.01%
153
+2
+1% +$280
CORV
2605
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$22K ﹤0.01%
2,500
– –
SVU
2606
DELISTED
SUPERVALU Inc.
SVU
$22K ﹤0.01%
351
– –
SYNT
2607
DELISTED
Syntel Inc
SYNT
$22K ﹤0.01%
492
-72
-13% -$3.17K
EDR
2608
DELISTED
Education Realty Trust Inc
EDR
$22K ﹤0.01%
708
+103
+17% +$3.32K
ALOG
2609
DELISTED
Analogic Corp
ALOG
$22K ﹤0.01%
349
+51
+17% +$3.65K
AEGR
2610
DELISTED
Aegerion Pharmaceuticals
AEGR
$22K ﹤0.01%
650
-600
-48% -$18.6K
POWR
2611
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$22K ﹤0.01%
2,250
+500
+29% +$5.12K
OCR
2612
DELISTED
OMNICARE INC
OCR
$22K ﹤0.01%
348
-882
-72% -$56.1K
MGAM
2613
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$22K ﹤0.01%
600
-5,511
-90% -$166K
EBIX
2614
DELISTED
Ebix Inc
EBIX
$22K ﹤0.01%
1,570
+8
+0.5% +$111
BOI
2615
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$22K ﹤0.01%
1,323
– –
BFK
2616
DELISTED
BlackRock Municipal Income Trust
BFK
$21K ﹤0.01%
1,525
– –
CNO icon
2617
CNO Financial Group
CNO
$5.02B
$21K ﹤0.01%
1,220
+594
+95% +$10.2K
EBND icon
2618
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$21K ﹤0.01%
694
+123
+22% +$3.81K
EPAC icon
2619
Enerpac Tool Group
EPAC
$1.91B
$21K ﹤0.01%
688
-918
-57% -$30.3K
ESGR
2620
DELISTED
Enstar Group
ESGR
$21K ﹤0.01%
157
– –
HAE icon
2621
Haemonetics
HAE
$4.11B
$21K ﹤0.01%
612
+108
+21% +$3.85K
IPGP icon
2622
IPG Photonics
IPGP
$3.71B
$21K ﹤0.01%
300
-379
-56% -$25.5K
IQV icon
2623
IQVIA
IQV
$39.8B
$21K ﹤0.01%
373
+141
+61% +$7.88K
LPLA icon
2624
LPL Financial
LPLA
$29.7B
$21K ﹤0.01%
455
-20
-4% -$964
MANH icon
2625
Manhattan Associates
MANH
$11.2B
$21K ﹤0.01%
618
+133
+27% +$4.16K
103 104
105
106 107

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.