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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPN
2576
DELISTED
Calpine Corporation
CPN
$36K ﹤0.01%
1,623
+918
+130% +$20.4K
RSTI
2577
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$36K ﹤0.01%
1,278
+1,265
+9,731% +$31.8K
CYT
2578
DELISTED
CYTEC INDS INC
CYT
$36K ﹤0.01%
746
+238
+47% +$11.1K
CYN
2579
DELISTED
CITY NATIONAL CORPORATION
CYN
$36K ﹤0.01%
442
+440
+22,000% +$33.9K
AWH
2580
DELISTED
Allied World Assurance Co Hld Lt
AWH
$36K ﹤0.01%
923
+115
+14% +$4.31K
MDD
2581
DELISTED
SPDR S&P INTERNATIONAL MID CAP ETF
MDD
$36K ﹤0.01%
1,254
+844
+206% +$25.9K
ALKS icon
2582
Alkermes
ALKS
$8.25B
$35K ﹤0.01%
531
-299
-36% -$15.2K
CADE
2583
DELISTED
Cadence Bank
CADE
$35K ﹤0.01%
1,551
+729
+89% +$15.8K
CRL icon
2584
Charles River Laboratories
CRL
$13.4B
$35K ﹤0.01%
504
+48
+11% +$3.01K
CUT icon
2585
Invesco MSCI Global Timber ETF
CUT
$33.5M
$35K ﹤0.01%
1,467
+212
+17% +$5.1K
DBJP icon
2586
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$726M
$35K ﹤0.01%
+941
New +$36.6K
GORO icon
2587
Goldgroup Mining Inc.
GORO
$223M
$35K ﹤0.01%
+10,430
New +$41.4K
IWL icon
2588
iShares Russell Top 200 ETF
IWL
$2.29B
$35K ﹤0.01%
751
– –
OSUR icon
2589
OraSure Technologies
OSUR
$276M
$35K ﹤0.01%
+3,500
New +$31.4K
SLF icon
2590
Sun Life Financial
SLF
$45B
$35K ﹤0.01%
959
-306
-24% -$10.9K
SYNA icon
2591
Synaptics
SYNA
$4.25B
$35K ﹤0.01%
514
-100
-16% -$6.7K
AD
2592
Array Digital Infrastructure
AD
$3.09B
$35K ﹤0.01%
878
-10
-1% -$366
AFT
2593
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$35K ﹤0.01%
2,105
+500
+31% +$8.47K
PSB
2594
DELISTED
PS Business Parks, Inc.
PSB
$35K ﹤0.01%
444
+20
+5% +$1.61K
TECD
2595
DELISTED
Tech Data Corp
TECD
$35K ﹤0.01%
562
– –
AVX
2596
DELISTED
AVX Corporation
AVX
$35K ﹤0.01%
2,469
+350
+17% +$4.83K
KATE
2597
DELISTED
Kate Spade & Company
KATE
$35K ﹤0.01%
+1,087
New +$31K
VA
2598
DELISTED
Virgin America Inc.
VA
$35K ﹤0.01%
+800
New +$28.9K
IHS
2599
DELISTED
IHS INC CL-A COM STK
IHS
$35K ﹤0.01%
303
-100
-25% -$12.4K
DYAX
2600
DELISTED
DYAX CORPORATION
DYAX
$35K ﹤0.01%
2,480
– –
102 103
104
105 106

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.