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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEO icon
2576
American Eagle Outfitters
AEO
$2.72B
$22K ﹤0.01%
1,483
+5
+0.3% +$61
ALEX
2577
DELISTED
Alexander & Baldwin
ALEX
$22K ﹤0.01%
603
+300
+99% +$11.9K
BCC icon
2578
Boise Cascade
BCC
$2.94B
$22K ﹤0.01%
728
-735
-50% -$21.5K
BWXT icon
2579
BWX Technologies
BWXT
$15.8B
$22K ﹤0.01%
1,109
-163
-13% -$3.52K
CBT icon
2580
Cabot Corp
CBT
$4.45B
$22K ﹤0.01%
436
-38
-8% -$2.08K
CTO
2581
CTO Realty Growth
CTO
$819M
$22K ﹤0.01%
1,669
– –
DORM icon
2582
Dorman Products
DORM
$3.97B
$22K ﹤0.01%
560
-4
-0.7% -$179
DRRX
2583
DELISTED
DURECT Corp
DRRX
$22K ﹤0.01%
1,500
– –
EFC
2584
Ellington Financial
EFC
$1.76B
$22K ﹤0.01%
1,000
– –
EFT
2585
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$22K ﹤0.01%
1,445
-1,000
-41% -$14.9K
ENS icon
2586
EnerSys
ENS
$6.81B
$22K ﹤0.01%
378
+76
+25% +$4.86K
EZA icon
2587
iShares MSCI South Africa ETF
EZA
$559M
$22K ﹤0.01%
341
+2
+0.6% +$139
GLIN icon
2588
VanEck India Growth Leaders ETF
GLIN
$93.5M
$22K ﹤0.01%
508
+408
+408% +$19.3K
IBKR icon
2589
Interactive Brokers
IBKR
$41.4B
$22K ﹤0.01%
3,528
+644
+22% +$3.83K
MAC icon
2590
Macerich
MAC
$6.99B
$22K ﹤0.01%
350
+2
+0.6% +$132
MHF
2591
Western Asset Municipal High Income Fund
MHF
$153M
$22K ﹤0.01%
3,000
-1,000
-25% -$7.42K
MSA icon
2592
Mine Safety
MSA
$7.32B
$22K ﹤0.01%
439
+1
+0.2% +$55
PBD icon
2593
Invesco Global Clean Energy ETF
PBD
$195M
$22K ﹤0.01%
1,730
– –
PFO
2594
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$22K ﹤0.01%
2,013
+13
+0.7% +$145
SMG icon
2595
ScottsMiracle-Gro
SMG
$3.62B
$22K ﹤0.01%
405
-132
-25% -$7.42K
SPMB icon
2596
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.07B
$22K ﹤0.01%
811
+326
+67% +$8.87K
STEW
2597
SRH Total Return Fund
STEW
$1.8B
$22K ﹤0.01%
2,500
– –
URBN icon
2598
Urban Outfitters
URBN
$6.63B
$22K ﹤0.01%
604
-175
-22% -$6.43K
VONG icon
2599
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$22K ﹤0.01%
924
– –
WCC
2600
WESCO International
WCC
$17.8B
$22K ﹤0.01%
281
– –
102 103
104
105 106

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.