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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDOG icon
2576
ALPS International Sector Dividend Dogs ETF
IDOG
$564M
$20K ﹤0.01%
675
+150
+29% +$4.39K
IIF
2577
Morgan Stanley India Investment Fund
IIF
$219M
$20K ﹤0.01%
1,000
+200
+25% +$3.48K
IPAR icon
2578
Interparfums
IPAR
$3.7B
$20K ﹤0.01%
557
+118
+27% +$3.96K
NICE icon
2579
Nice
NICE
$6.17B
$20K ﹤0.01%
445
+285
+178% +$11.5K
RSPF icon
2580
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$313M
$20K ﹤0.01%
710
+1
+0.1% +$28
SLX icon
2581
VanEck Steel ETF
SLX
$174M
$20K ﹤0.01%
436
-442
-50% -$20.2K
TTEK icon
2582
Tetra Tech
TTEK
$9.33B
$20K ﹤0.01%
3,325
– –
JBTM
2583
JBT Marel
JBTM
$6.1B
$20K ﹤0.01%
653
-157
-19% -$4.79K
TCS
2584
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$20K ﹤0.01%
39
-8
-17% -$4.4K
FNI
2585
DELISTED
First Trust Chindia ETF
FNI
$20K ﹤0.01%
698
-235
-25% -$6.79K
MTT
2586
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$20K ﹤0.01%
897
+397
+79% +$8.62K
SINA
2587
DELISTED
Sina Corp
SINA
$20K ﹤0.01%
330
+200
+154% +$14.3K
NE
2588
DELISTED
Noble Corporation
NE
$20K ﹤0.01%
696
-35
-5% -$989
AKRX
2589
DELISTED
Akorn Inc
AKRX
$20K ﹤0.01%
911
+261
+40% +$6.1K
CORV
2590
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$20K ﹤0.01%
2,500
+1,500
+150% +$12.1K
NPI
2591
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$20K ﹤0.01%
1,500
– –
REDF
2592
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$20K ﹤0.01%
9,000
– –
NPBC
2593
DELISTED
NATL PENN BANCSHARES INC
NPBC
$20K ﹤0.01%
1,868
– –
TGR
2594
DELISTED
ISHARES TARGET DATE RETIREMENT INCOME ETF
TGR
$20K ﹤0.01%
600
– –
UBA
2595
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$20K ﹤0.01%
950
– –
GRA
2596
DELISTED
W.R. Grace & Co.
GRA
$20K ﹤0.01%
205
-63
-24% -$6.2K
RBS.PRF.CL
2597
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$20K ﹤0.01%
800
– –
ACHC icon
2598
Acadia Healthcare
ACHC
$2.82B
$19K ﹤0.01%
427
+213
+100% +$10.5K
ACNB icon
2599
ACNB Corp
ACNB
$660M
$19K ﹤0.01%
1,000
– –
AVDL
2600
DELISTED
Avadel Pharmaceuticals
AVDL
$19K ﹤0.01%
1,410
– –
102 103
104
105 106

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.