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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTI
2576
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$17K ﹤0.01%
2,000
– –
MRH
2577
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
$17K ﹤0.01%
655
-142
-18% -$3.69K
MWIV
2578
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$17K ﹤0.01%
108
+48
+80% +$6.8K
GIVN
2579
DELISTED
GIVEN IMAGING LTD
GIVN
$17K ﹤0.01%
900
– –
NAI
2580
DELISTED
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
$17K ﹤0.01%
1,626
– –
BSCH
2581
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$17K ﹤0.01%
765
– –
GRES
2582
DELISTED
IQ ARB Global Resources
GRES
$17K ﹤0.01%
600
– –
RSOL
2583
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$17K ﹤0.01%
5,970
– –
AMCC
2584
DELISTED
Applied Micro Circuits Corporation New
AMCC
$17K ﹤0.01%
1,343
-50
-4% -$568
ARE icon
2585
Alexandria Real Estate Equities
ARE
$8.33B
$16K ﹤0.01%
258
+8
+3% +$527
BC icon
2586
Brunswick
BC
$5.29B
$16K ﹤0.01%
370
+121
+49% +$4.49K
BMI icon
2587
Badger Meter
BMI
$3.78B
$16K ﹤0.01%
672
– –
CADE
2588
DELISTED
Cadence Bank
CADE
$16K ﹤0.01%
824
+822
+41,100% +$16.1K
CNX icon
2589
CNX Resources
CNX
$5.23B
$16K ﹤0.01%
556
+87
+19% +$2.27K
DSU icon
2590
BlackRock Debt Strategies Fund
DSU
$600M
$16K ﹤0.01%
1,314
+9
+0.7% +$108
DX
2591
Dynex Capital
DX
$3.23B
$16K ﹤0.01%
600
– –
FMNB icon
2592
Farmers National Banc Corp
FMNB
$970M
$16K ﹤0.01%
+2,499
New +$15.6K
GRX
2593
Gabelli Healthcare & Wellness Trust
GRX
$147M
$16K ﹤0.01%
1,601
+288
+22% +$2.8K
HRZN icon
2594
Horizon Technology Finance
HRZN
$343M
$16K ﹤0.01%
1,192
+8
+0.7% +$111
JLL icon
2595
Jones Lang LaSalle
JLL
$17B
$16K ﹤0.01%
176
-48
-21% -$4.28K
LOPE icon
2596
Grand Canyon Education
LOPE
$3.79B
$16K ﹤0.01%
400
– –
MKTX icon
2597
MarketAxess Holdings
MKTX
$5.72B
$16K ﹤0.01%
267
-13
-5% -$695
MSM icon
2598
MSC Industrial Direct
MSM
$6.77B
$16K ﹤0.01%
+200
New +$15.9K
OSK icon
2599
Oshkosh
OSK
$9.41B
$16K ﹤0.01%
329
+255
+345% +$11.3K
PFD
2600
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$16K ﹤0.01%
1,259
+10
+0.8% +$128
102 103
104
105 106

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.