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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSCE icon
2551
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$23K ﹤0.01%
105
– –
SF
2552
Stifel
SF
$12.8B
$23K ﹤0.01%
1,123
– –
SHYG icon
2553
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$23K ﹤0.01%
460
+98
+27% +$4.92K
SILC icon
2554
Silicom
SILC
$268M
$23K ﹤0.01%
800
– –
SPGP icon
2555
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$23K ﹤0.01%
728
– –
TQQQ icon
2556
ProShares UltraPro QQQ
TQQQ
$38.7B
$23K ﹤0.01%
+12,528
New +$21.7K
UPBD icon
2557
Upbound Group
UPBD
$1.11B
$23K ﹤0.01%
764
+560
+275% +$15.1K
VKI icon
2558
Invesco Advantage Municipal Income Trust II
VKI
$398M
$23K ﹤0.01%
2,000
– –
VONV icon
2559
Vanguard Russell 1000 Value ETF
VONV
$22B
$23K ﹤0.01%
528
– –
VRSN icon
2560
VeriSign
VRSN
$25.6B
$23K ﹤0.01%
414
+190
+85% +$10.3K
MTUS icon
2561
Metallus
MTUS
$900M
$23K ﹤0.01%
+505
New +$23.3K
SGI
2562
Somnigroup International
SGI
$13.5B
$23K ﹤0.01%
1,648
-1,720
-51% -$25.2K
BCPC
2563
Balchem Corp
BCPC
$5.65B
$23K ﹤0.01%
398
-40
-9% -$2.13K
FSD
2564
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$23K ﹤0.01%
1,341
+24
+2% +$421
MN
2565
DELISTED
MANNING & NAPIER, INC.
MN
$23K ﹤0.01%
1,384
+198
+17% +$3.46K
WBC
2566
DELISTED
WABCO HOLDINGS INC.
WBC
$23K ﹤0.01%
255
– –
PRKR
2567
DELISTED
Parkervision Inc
PRKR
$23K ﹤0.01%
2,000
– –
CLC
2568
DELISTED
Clarcor
CLC
$23K ﹤0.01%
367
+52
+17% +$3.22K
NPBC
2569
DELISTED
NATL PENN BANCSHARES INC
NPBC
$23K ﹤0.01%
2,415
+397
+20% +$4.04K
SWI
2570
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$23K ﹤0.01%
548
+145
+36% +$6.02K
VRS
2571
DELISTED
VERSO CORP COM STK (DE)
VRS
$23K ﹤0.01%
7,300
-1,500
-17% -$4.52K
BBL
2572
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$23K ﹤0.01%
416
-75
-15% -$4.88K
XIV
2573
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$23K ﹤0.01%
593
-1,590
-73% -$68.3K
AIXG
2574
DELISTED
Aixtron SE
AIXG
$23K ﹤0.01%
1,510
– –
ACM icon
2575
Aecom
ACM
$7.86B
$22K ﹤0.01%
654
-56
-8% -$1.99K
101 102
103
104 105

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.