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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAN icon
2551
First Trust Global Wind Energy ETF
FAN
$285M
$17K ﹤0.01%
1,650
– –
GPK icon
2552
Graphic Packaging
GPK
$3.51B
$17K ﹤0.01%
2,000
– –
HELE icon
2553
Helen of Troy
HELE
$699M
$17K ﹤0.01%
372
+143
+62% +$6.02K
ITUB icon
2554
Itaú Unibanco
ITUB
$80.9B
$17K ﹤0.01%
3,367
+1,449
+76% +$6.79K
KIO
2555
KKR Income Opportunities Fund
KIO
$459M
$17K ﹤0.01%
+1,000
New +$18.4K
PWOD
2556
DELISTED
Penns Woods Bancorp
PWOD
$17K ﹤0.01%
+515
New +$15.8K
RSPF icon
2557
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$313M
$17K ﹤0.01%
705
+2
+0.3% +$51
SHOO icon
2558
Steven Madden
SHOO
$3.46B
$17K ﹤0.01%
702
– –
THO icon
2559
Thor Industries
THO
$4.11B
$17K ﹤0.01%
309
+12
+4% +$637
TTC icon
2560
Toro Company
TTC
$9.21B
$17K ﹤0.01%
570
-40
-7% -$1.02K
VGIT icon
2561
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.5B
$17K ﹤0.01%
263
+121
+85% +$7.66K
WEAT icon
2562
Teucrium Wheat Fund
WEAT
$297M
$17K ﹤0.01%
200
+120
+150% +$10K
WLY icon
2563
John Wiley & Sons Class A
WLY
$2.63B
$17K ﹤0.01%
359
+1
+0.3% +$45
FIF
2564
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$17K ﹤0.01%
+796
New +$18.3K
NXQ
2565
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$17K ﹤0.01%
1,396
+4
+0.3% +$49
FVL
2566
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$17K ﹤0.01%
998
-2,770
-74% -$45.1K
CIE
2567
DELISTED
Cobalt International Energy, Inc
CIE
$17K ﹤0.01%
+47
New +$19K
VASC
2568
DELISTED
Vascular Solutions Inc
VASC
$17K ﹤0.01%
1,000
– –
AXLL
2569
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$17K ﹤0.01%
447
+398
+812% +$16.6K
CKP
2570
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$17K ﹤0.01%
+1,000
New +$16K
JHP
2571
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$17K ﹤0.01%
2,200
– –
FXEN
2572
DELISTED
FX ENERGY INC
FXEN
$17K ﹤0.01%
5,000
– –
TSRE
2573
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
$17K ﹤0.01%
3,043
-6,693
-69% -$41.7K
IFAS
2574
DELISTED
ISHARES ASIA DEVELOPED REAL ESTATE ETF
IFAS
$17K ﹤0.01%
494
– –
BRLI
2575
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$17K ﹤0.01%
557
+118
+27% +$3.28K
101 102
103
104 105

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.