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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALNY icon
2526
Alnylam Pharmaceuticals
ALNY
$30.4B
$23K ﹤0.01%
300
– –
ARW icon
2527
Arrow Electronics
ARW
$10.6B
$23K ﹤0.01%
410
+13
+3% +$784
BCH icon
2528
Banco de Chile
BCH
$20.2B
$23K ﹤0.01%
1,007
-171
-15% -$3.92K
BGH
2529
Barings Global Short Duration High Yield Fund
BGH
$285M
$23K ﹤0.01%
1,000
– –
BKT icon
2530
BlackRock Income Trust
BKT
$341M
$23K ﹤0.01%
1,193
+42
+4% +$816
CRIS icon
2531
Curis
CRIS
$3.91M
$23K ﹤0.01%
8
– –
CRUS icon
2532
Cirrus Logic
CRUS
$6.11B
$23K ﹤0.01%
1,100
-264
-19% -$6.12K
DHY
2533
Credit Suisse High Yield Credit Fund
DHY
$239M
$23K ﹤0.01%
7,289
+59
+0.8% +$187
DSU icon
2534
BlackRock Debt Strategies Fund
DSU
$599M
$23K ﹤0.01%
2,001
+833
+71% +$9.91K
EMCB icon
2535
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$99.1M
$23K ﹤0.01%
308
-3,791
-92% -$294K
EMIF icon
2536
iShares Emerging Markets Infrastructure ETF
EMIF
$12.7M
$23K ﹤0.01%
670
-1,000
-60% -$36.3K
EP.PRC icon
2537
El Paso Energy Capital Trust I
EP.PRC
$221M
$23K ﹤0.01%
400
– –
EWG icon
2538
iShares MSCI Germany ETF
EWG
$1.67B
$23K ﹤0.01%
841
-299
-26% -$8.79K
FHN icon
2539
First Horizon
FHN
$12.3B
$23K ﹤0.01%
1,838
-25
-1% -$300
FMS icon
2540
Fresenius Medical Care
FMS
$12.6B
$23K ﹤0.01%
658
-265
-29% -$9.14K
GAL icon
2541
State Street Global Allocation ETF
GAL
$316M
$23K ﹤0.01%
659
– –
HRB icon
2542
H&R Block
HRB
$6.76B
$23K ﹤0.01%
736
+363
+97% +$11.8K
IDX icon
2543
VanEck Indonesia Index ETF
IDX
$36.1M
$23K ﹤0.01%
918
– –
ING icon
2544
ING
ING
$102B
$23K ﹤0.01%
1,643
-309
-16% -$4.26K
IPO icon
2545
Renaissance IPO ETF
IPO
$166M
$23K ﹤0.01%
1,000
– –
KBWP icon
2546
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$23K ﹤0.01%
600
– –
MPA icon
2547
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$23K ﹤0.01%
1,629
– –
NEU icon
2548
NewMarket
NEU
$8.72B
$23K ﹤0.01%
61
-112
-65% -$44.4K
PCM
2549
PCM Fund
PCM
$70.8M
$23K ﹤0.01%
2,095
– –
PNI
2550
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$23K ﹤0.01%
2,051
– –
100 101
102
103 104

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.