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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYF icon
2526
iShares New York Muni Bond ETF
NYF
$1.41B
$18K ﹤0.01%
356
-380
-52% -$19.6K
ORN icon
2527
Orion Group Holdings
ORN
$392M
$18K ﹤0.01%
1,727
– –
SMTC icon
2528
Semtech
SMTC
$12.4B
$18K ﹤0.01%
595
-60
-9% -$1.89K
STC icon
2529
Stewart Information Services
STC
$2.07B
$18K ﹤0.01%
628
– –
NXGN
2530
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$18K ﹤0.01%
842
+93
+12% +$1.99K
NIB
2531
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$18K ﹤0.01%
+518
New +$16.8K
ZVO
2532
DELISTED
Zovio Inc. Common Stock
ZVO
$18K ﹤0.01%
1,000
– –
ISBC
2533
DELISTED
Investors Bancorp, Inc.
ISBC
$18K ﹤0.01%
1,998
+254
+15% +$2.18K
FMO
2534
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$18K ﹤0.01%
146
+3
+2% +$389
CORE
2535
DELISTED
Core Mark Holding Co., Inc.
CORE
$18K ﹤0.01%
1,060
+108
+11% +$1.75K
NXZ
2536
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$18K ﹤0.01%
1,375
– –
SLH
2537
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$18K ﹤0.01%
345
+153
+80% +$8.38K
OVTI
2538
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$18K ﹤0.01%
1,200
+1,074
+852% +$17.8K
MDAS
2539
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$18K ﹤0.01%
708
-172
-20% -$3.85K
ALTR
2540
DELISTED
Altera Corp
ALTR
$18K ﹤0.01%
521
-15
-3% -$538
GMK
2541
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$18K ﹤0.01%
800
– –
DRIV
2542
DELISTED
DIGITAL RIVER INC.
DRIV
$18K ﹤0.01%
1,007
– –
DNDN
2543
DELISTED
DENDREON CORPORATION
DNDN
$18K ﹤0.01%
6,242
-887
-12% -$3.28K
AIRM
2544
DELISTED
Air Methods Corp
AIRM
$18K ﹤0.01%
416
+100
+32% +$3.84K
ACNB icon
2545
ACNB Corp
ACNB
$660M
$17K ﹤0.01%
1,000
– –
CATO icon
2546
Cato Corp
CATO
$66.7M
$17K ﹤0.01%
603
+1
+0.2% +$27
CNO icon
2547
CNO Financial Group
CNO
$5.07B
$17K ﹤0.01%
1,175
+1,153
+5,241% +$16.4K
CPRX
2548
DELISTED
Catalyst Pharmaceutical
CPRX
$17K ﹤0.01%
+5,500
New +$9.25K
DAN icon
2549
Dana Inc
DAN
$3.26B
$17K ﹤0.01%
+729
New +$15.8K
DRH icon
2550
Diamondrock Hospitality Co
DRH
$2.51B
$17K ﹤0.01%
1,622
+522
+47% +$5.22K
100 101
102
103 104

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.