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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUHY
2501
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$246M
$53K ﹤0.01%
1,200
-1,098
-48% -$50.4K
IAG icon
2502
IAMGOLD
IAG
$10.4B
$53K ﹤0.01%
36,720
-4,830
-12% -$7.89K
NBN icon
2503
Northeast Bank
NBN
$1.15B
$53K ﹤0.01%
5,000
– –
PFO
2504
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$53K ﹤0.01%
5,013
– –
SCI icon
2505
Service Corp International
SCI
$11.5B
$53K ﹤0.01%
2,060
-2,860
-58% -$78.1K
SEF icon
2506
ProShares Short Financials
SEF
$12.9M
$53K ﹤0.01%
388
-15
-4% -$2.04K
URTH icon
2507
iShares MSCI World ETF
URTH
$8.39B
$53K ﹤0.01%
761
+1
+0.1% +$71
FNHC
2508
DELISTED
FedNat Holding Company Common Stock
FNHC
$53K ﹤0.01%
+1,800
New +$52.5K
SHLX
2509
DELISTED
Shell Midstream Partners, L.P.
SHLX
$53K ﹤0.01%
1,268
+6
+0.5% +$210
BRS
2510
DELISTED
Bristow Group, Inc.
BRS
$53K ﹤0.01%
2,054
+309
+18% +$9.29K
MSCC
2511
DELISTED
Microsemi Corp
MSCC
$53K ﹤0.01%
1,630
– –
FNFG
2512
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$53K ﹤0.01%
4,889
-376
-7% -$4.01K
CAVM
2513
DELISTED
Cavium, Inc.
CAVM
$53K ﹤0.01%
797
+341
+75% +$23K
ASB icon
2514
Associated Banc-Corp
ASB
$6.11B
$52K ﹤0.01%
2,785
-23
-0.8% -$446
AVK
2515
Advent Convertible and Income Fund
AVK
$573M
$52K ﹤0.01%
3,885
-92
-2% -$1.23K
BC icon
2516
Brunswick
BC
$5.36B
$52K ﹤0.01%
1,049
-1
-0.1% -$52
CERS icon
2517
Cerus
CERS
$601M
$52K ﹤0.01%
8,210
+5,280
+180% +$28.1K
EQNR icon
2518
Equinor
EQNR
$96.8B
$52K ﹤0.01%
3,752
-2,206
-37% -$34.4K
LAMR icon
2519
Lamar Advertising Co
LAMR
$15.8B
$52K ﹤0.01%
859
-117
-12% -$6.73K
MUJ icon
2520
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$655M
$52K ﹤0.01%
3,631
– –
NBB icon
2521
Nuveen Taxable Municipal Income Fund
NBB
$454M
$52K ﹤0.01%
2,600
– –
WRB icon
2522
W.R. Berkley
WRB
$26.2B
$52K ﹤0.01%
3,193
+51
+2% +$833
HTLF
2523
DELISTED
Heartland Financial USA, Inc.
HTLF
$52K ﹤0.01%
+1,680
New +$60.4K
TCS
2524
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$52K ﹤0.01%
423
+389
+1,144% +$62.7K
SMED
2525
DELISTED
Sharps Compliance Corp
SMED
$52K ﹤0.01%
+5,963
New +$51.7K
99 100
101
102 103

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.