We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEU icon
2501
NewMarket
NEU
$8.71B
$40K ﹤0.01%
94
+33
+54% +$12.7K
PMX
2502
DELISTED
PIMCO Municipal Income Fund III
PMX
$40K ﹤0.01%
3,574
+1,824
+104% +$19.9K
VYX icon
2503
NCR Voyix
VYX
$1.14B
$40K ﹤0.01%
2,285
+808
+55% +$14.2K
TEN
2504
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$40K ﹤0.01%
707
-327
-32% -$17.6K
JTD
2505
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$40K ﹤0.01%
2,508
+1,508
+151% +$23.5K
MLPY
2506
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$40K ﹤0.01%
2,953
+1,500
+103% +$24.9K
ANN
2507
DELISTED
ANN INC
ANN
$40K ﹤0.01%
1,093
+19
+2% +$715
TNDQ
2508
DELISTED
ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN
TNDQ
$40K ﹤0.01%
1,047
+756
+260% +$28.8K
BDC icon
2509
Belden
BDC
$5.33B
$39K ﹤0.01%
478
-7,292
-94% -$517K
BIZD icon
2510
VanEck BDC Income ETF
BIZD
$1.7B
$39K ﹤0.01%
2,191
+1,544
+239% +$29.2K
CG icon
2511
Carlyle Group
CG
$18B
$39K ﹤0.01%
1,406
-17
-1% -$483
CHN
2512
DELISTED
China Fund
CHN
$39K ﹤0.01%
+2,118
New +$44.2K
CLH icon
2513
Clean Harbors
CLH
$17B
$39K ﹤0.01%
801
-375
-32% -$18.3K
EBND icon
2514
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$39K ﹤0.01%
1,381
+687
+99% +$20.2K
HMN icon
2515
Horace Mann Educators
HMN
$2.11B
$39K ﹤0.01%
1,174
+219
+23% +$6.74K
JCE icon
2516
Nuveen Core Equity Alpha Fund
JCE
$294M
$39K ﹤0.01%
2,276
+1,776
+355% +$30.9K
NXG
2517
NXG NextGen Infrastructure Income Fund
NXG
$356M
$39K ﹤0.01%
+458
New +$44K
SAIC icon
2518
Saic
SAIC
$5.34B
$39K ﹤0.01%
793
+154
+24% +$7.52K
TEO icon
2519
Telecom Argentina
TEO
$5.82B
$39K ﹤0.01%
2,038
-1,380
-40% -$29K
URBN icon
2520
Urban Outfitters
URBN
$6.62B
$39K ﹤0.01%
1,110
+506
+84% +$16.4K
NTUS
2521
DELISTED
Natus Medical Inc
NTUS
$39K ﹤0.01%
1,086
+11
+1% +$370
ISBC
2522
DELISTED
Investors Bancorp, Inc.
ISBC
$39K ﹤0.01%
3,431
+266
+8% +$2.83K
MEN
2523
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$39K ﹤0.01%
3,387
– –
EIP
2524
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$39K ﹤0.01%
3,000
– –
FNGN
2525
DELISTED
Financial Engines, Inc.
FNGN
$39K ﹤0.01%
1,046
+346
+49% +$12K
99 100
101
102 103

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.