We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRH.CL
2501
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$25K ﹤0.01%
1,000
– –
AVK
2502
Advent Convertible and Income Fund
AVK
$577M
$24K ﹤0.01%
1,400
+75
+6% +$1.37K
BAH icon
2503
Booz Allen Hamilton
BAH
$9.43B
$24K ﹤0.01%
1,032
+433
+72% +$9.53K
BSL
2504
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$24K ﹤0.01%
+1,425
New +$25.2K
DHF
2505
BNY Mellon High Yield Strategies Fund
DHF
$175M
$24K ﹤0.01%
6,376
+52
+0.8% +$210
DMB
2506
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$24K ﹤0.01%
2,000
– –
MBI icon
2507
MBIA
MBI
$254M
$24K ﹤0.01%
2,624
-1,180
-31% -$11.6K
NBTB icon
2508
NBT Bancorp
NBTB
$2.78B
$24K ﹤0.01%
1,049
-1,776
-63% -$42K
OSK icon
2509
Oshkosh
OSK
$9.61B
$24K ﹤0.01%
539
+180
+50% +$8.95K
OSIS icon
2510
OSI Systems
OSIS
$3.82B
$24K ﹤0.01%
382
– –
QQQE icon
2511
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.45B
$24K ﹤0.01%
810
+6
+0.7% +$177
RMTI icon
2512
Rockwell Medical
RMTI
$29.6M
$24K ﹤0.01%
24
– –
RSG icon
2513
Republic Services
RSG
$65.6B
$24K ﹤0.01%
619
+270
+77% +$10.4K
SIGI icon
2514
Selective Insurance
SIGI
$5.59B
$24K ﹤0.01%
1,100
+26
+2% +$614
THFF icon
2515
First Financial Corp
THFF
$970M
$24K ﹤0.01%
786
– –
WIT icon
2516
Wipro
WIT
$19.4B
$24K ﹤0.01%
10,613
– –
UMPQ
2517
DELISTED
Umpqua Holdings Corp
UMPQ
$24K ﹤0.01%
1,454
+758
+109% +$13K
ARNA
2518
DELISTED
Arena Pharmaceuticals Inc
ARNA
$24K ﹤0.01%
580
-100
-15% -$4.46K
PER
2519
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$24K ﹤0.01%
2,433
-174
-7% -$2.04K
AVP
2520
DELISTED
Avon Products, Inc.
AVP
$24K ﹤0.01%
1,902
-2,438
-56% -$33.4K
FNGN
2521
DELISTED
Financial Engines, Inc.
FNGN
$24K ﹤0.01%
+700
New +$25.8K
NJ
2522
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$24K ﹤0.01%
1,432
– –
CYT
2523
DELISTED
CYTEC INDS INC
CYT
$24K ﹤0.01%
508
+156
+44% +$8K
AEC
2524
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$24K ﹤0.01%
1,372
– –
RKT
2525
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$24K ﹤0.01%
505
-55
-10% -$2.73K
99 100
101
102 103

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.