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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARW icon
2501
Arrow Electronics
ARW
$10.6B
$24K ﹤0.01%
397
+55
+16% +$3.2K
AVK
2502
Advent Convertible and Income Fund
AVK
$577M
$24K ﹤0.01%
1,325
+142
+12% +$2.55K
BGH
2503
Barings Global Short Duration High Yield Fund
BGH
$287M
$24K ﹤0.01%
+1,000
New +$24.4K
BIZD icon
2504
VanEck BDC Income ETF
BIZD
$1.71B
$24K ﹤0.01%
1,157
-1,076
-48% -$21.5K
DAN icon
2505
Dana Inc
DAN
$3.26B
$24K ﹤0.01%
979
-81
-8% -$1.81K
DBL
2506
DoubleLine Opportunistic Credit Fund
DBL
$282M
$24K ﹤0.01%
1,000
+900
+900% +$21.1K
DIN icon
2507
Dine Brands
DIN
$440M
$24K ﹤0.01%
304
+200
+192% +$15.8K
DMB
2508
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
$24K ﹤0.01%
2,000
– –
DRH icon
2509
Diamondrock Hospitality Co
DRH
$2.51B
$24K ﹤0.01%
1,870
+81
+5% +$994
EFC
2510
Ellington Financial
EFC
$1.76B
$24K ﹤0.01%
+1,000
New +$23.8K
ESGR
2511
DELISTED
Enstar Group
ESGR
$24K ﹤0.01%
157
+12
+8% +$1.65K
HTD
2512
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$904M
$24K ﹤0.01%
1,161
+18
+2% +$366
OPLN
2513
Openlane
OPLN
$4.33B
$24K ﹤0.01%
2,000
+600
+43% +$6.93K
KBWP icon
2514
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$24K ﹤0.01%
600
– –
LPLA icon
2515
LPL Financial
LPLA
$29.5B
$24K ﹤0.01%
475
-72
-13% -$3.49K
PBD icon
2516
Invesco Global Clean Energy ETF
PBD
$195M
$24K ﹤0.01%
1,730
– –
PGHY icon
2517
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$24K ﹤0.01%
950
– –
PLUG icon
2518
Plug Power
PLUG
$3.21B
$24K ﹤0.01%
5,230
-3,450
-40% -$17.6K
PNI
2519
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$24K ﹤0.01%
2,051
– –
PSI icon
2520
Invesco Semiconductors ETF
PSI
$2.59B
$24K ﹤0.01%
3,210
– –
QTEC icon
2521
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$24K ﹤0.01%
+603
New +$22.7K
SF
2522
Stifel
SF
$12.9B
$24K ﹤0.01%
1,123
– –
SSD icon
2523
Simpson Manufacturing
SSD
$8B
$24K ﹤0.01%
664
– –
WCC
2524
WESCO International
WCC
$17.5B
$24K ﹤0.01%
281
-150
-35% -$13.1K
WIT icon
2525
Wipro
WIT
$19.4B
$24K ﹤0.01%
10,613
– –
99 100
101
102 103

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.