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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRT icon
226
Copart
CPRT
$27.3B
$4.46M 0.08%
938,008
-11,072
-1% -$51.1K
ITOT icon
227
iShares Core S&P Total US Stock Market ETF
ITOT
$97.9B
$4.42M 0.08%
95,266
+5,806
+6% +$272K
EFG icon
228
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$4.41M 0.08%
65,707
+5,706
+10% +$386K
MDT icon
229
Medtronic
MDT
$114B
$4.31M 0.08%
56,054
-977
-2% -$73.5K
KR icon
230
Kroger
KR
$34.6B
$4.3M 0.08%
102,992
+5,619
+6% +$218K
ETP
231
DELISTED
Energy Transfer Partners L.p.
ETP
$4.27M 0.08%
126,494
-9,321
-7% -$366K
PSX icon
232
Phillips 66
PSX
$84.7B
$4.23M 0.08%
51,691
+2,265
+5% +$195K
MORE
233
DELISTED
Monogram Residential Trust, Inc.
MORE
$4.21M 0.08%
431,101
-49,346
-10% -$486K
MDY icon
234
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$4.21M 0.08%
16,433
-11,436
-41% -$2.98M
DAL icon
235
Delta Air Lines
DAL
$59.2B
$4.17M 0.08%
82,810
+54,461
+192% +$2.69M
C icon
236
Citigroup
C
$227B
$4.13M 0.08%
79,841
+8,005
+11% +$425K
QQQX icon
237
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$4.11M 0.08%
212,005
+11,858
+6% +$226K
EQR icon
238
Equity Residential
EQR
$24.6B
$4.1M 0.08%
50,231
-757
-1% -$59.7K
NLY icon
239
Annaly Capital Management
NLY
$17.2B
$4.09M 0.08%
108,875
+8,397
+8% +$327K
TJX icon
240
TJX Companies
TJX
$177B
$4.06M 0.08%
114,584
+10,602
+10% +$377K
QCOM icon
241
Qualcomm
QCOM
$173B
$4.06M 0.08%
81,268
-21,925
-21% -$1.17M
VXUS icon
242
Vanguard Total International Stock ETF
VXUS
$162B
$4.05M 0.07%
89,828
-6,013
-6% -$279K
SLB icon
243
SLB Ltd
SLB
$77.8B
$4.04M 0.07%
57,889
+3,585
+7% +$268K
FDN icon
244
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.39B
$4.03M 0.07%
54,028
+21,158
+64% +$1.57M
CSX icon
245
CSX Corp
CSX
$93B
$3.99M 0.07%
460,944
+3,516
+0.8% +$31.9K
EEM icon
246
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$3.96M 0.07%
123,009
-1,658
-1% -$56.9K
FDX icon
247
FedEx
FDX
$76.8B
$3.92M 0.07%
26,291
-3,025
-10% -$468K
WPC icon
248
W.P. Carey
WPC
$16B
$3.87M 0.07%
67,033
+39,818
+146% +$2.39M
HON icon
249
Honeywell
HON
$77.1B
$3.8M 0.07%
40,889
-1,764
-4% -$162K
MCO icon
250
Moody's
MCO
$83.1B
$3.8M 0.07%
37,830
+181
+0.5% +$18.1K
8 9
10
11 12

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.