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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
226
Oracle
ORCL
$423B
$3.67M 0.08%
81,933
+15,775
+24% +$642K
MDT icon
227
Medtronic
MDT
$112B
$3.67M 0.08%
50,845
+21,406
+73% +$1.49M
ANDV
228
DELISTED
Andeavor
ANDV
$3.67M 0.08%
49,265
+2,798
+6% +$197K
FDX icon
229
FedEx
FDX
$75.4B
$3.65M 0.08%
21,048
+15,587
+285% +$2.64M
FXG icon
230
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$3.62M 0.08%
84,987
+1,149
+1% +$47.2K
MDY icon
231
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$3.62M 0.08%
13,718
+4,057
+42% +$1.04M
VGT icon
232
Vanguard Information Technology ETF
VGT
$149B
$3.62M 0.08%
276,816
+16,840
+6% +$215K
VXUS icon
233
Vanguard Total International Stock ETF
VXUS
$163B
$3.58M 0.08%
74,017
+48,195
+187% +$2.39M
PGX icon
234
Invesco Preferred ETF
PGX
$3.78B
$3.5M 0.08%
238,435
-103,543
-30% -$1.51M
HON icon
235
Honeywell
HON
$78B
$3.46M 0.08%
38,526
+2,306
+6% +$198K
NSC icon
236
Norfolk Southern
NSC
$75.1B
$3.44M 0.08%
31,369
+11,883
+61% +$1.3M
BIP icon
237
Brookfield Infrastructure Partners
BIP
$18B
$3.43M 0.08%
206,179
+100,576
+95% +$1.6M
CMCSA icon
238
Comcast
CMCSA
$90B
$3.42M 0.08%
118,624
+23,340
+24% +$639K
AIVL icon
239
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$3.4M 0.08%
44,371
-134
-0.3% -$10K
MMP
240
DELISTED
Magellan Midstream Partners, L.P.
MMP
$3.35M 0.07%
40,589
+11,538
+40% +$943K
BAX icon
241
Baxter International
BAX
$14.2B
$3.35M 0.07%
84,235
+55,876
+197% +$2.18M
IYF icon
242
iShares US Financials ETF
IYF
$4.39B
$3.31M 0.07%
73,458
-221,896
-75% -$9.65M
NEE icon
243
NextEra Energy
NEE
$177B
$3.28M 0.07%
123,492
+43,468
+54% +$1.1M
ETV
244
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$3.27M 0.07%
232,549
+54,192
+30% +$803K
XLI icon
245
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$3.25M 0.07%
57,492
+18,128
+46% +$996K
DD icon
246
DuPont de Nemours
DD
$19.2B
$3.25M 0.07%
28,108
+5,218
+23% +$636K
DBC icon
247
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$3.25M 0.07%
176,027
+89,686
+104% +$1.9M
PCI
248
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.23M 0.07%
156,570
+32,384
+26% +$705K
BBH icon
249
VanEck Biotech ETF
BBH
$422M
$3.22M 0.07%
27,929
+3,600
+15% +$406K
UNH icon
250
UnitedHealth
UNH
$370B
$3.21M 0.07%
32,019
+12,922
+68% +$1.22M
8 9
10
11 12

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.