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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERN
226
DELISTED
Cerner Corp
CERN
$2.34M 0.07%
41,670
+26,334
+172% +$1.52M
ESRX
227
DELISTED
Express Scripts Holding Company
ESRX
$2.33M 0.07%
31,002
-29,091
-48% -$2.18M
IWB icon
228
iShares Russell 1000 ETF
IWB
$50.2B
$2.32M 0.07%
22,138
+4,738
+27% +$487K
ETV
229
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$2.31M 0.07%
162,845
-2,454
-1% -$34.5K
TTE icon
230
TotalEnergies
TTE
$193B
$2.31M 0.07%
22,309,749,626
-480,808,108
-2% -$48.1K
MMP
231
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.3M 0.07%
32,922
+2,584
+9% +$172K
XLI icon
232
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$2.29M 0.07%
43,771
-10,877
-20% -$559K
XLV icon
233
State Street Health Care Select Sector SPDR ETF
XLV
$43.8B
$2.29M 0.07%
39,091
+7,782
+25% +$448K
KKR icon
234
KKR & Co
KKR
$91.8B
$2.29M 0.07%
100,109
+3,365
+3% +$81.5K
OXY icon
235
Occidental Petroleum
OXY
$57.9B
$2.29M 0.07%
25,031
+96
+0.4% +$8.58K
EVF
236
Eaton Vance Senior Income Trust
EVF
$91.6M
$2.28M 0.07%
329,858
+23,337
+8% +$164K
RPG icon
237
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$2.27M 0.07%
154,805
+148,980
+2,558% +$2.16M
BHC icon
238
Bausch Health
BHC
$2.4B
$2.26M 0.07%
17,130
-6,993
-29% -$956K
ANDV
239
DELISTED
Andeavor
ANDV
$2.26M 0.07%
44,598
+2,270
+5% +$118K
MDLZ icon
240
Mondelez International
MDLZ
$78.8B
$2.25M 0.07%
65,124
+1,017
+2% +$34.8K
PDM
241
Piedmont Realty Trust
PDM
$1.15B
$2.25M 0.07%
130,924
-9,499
-7% -$159K
EQR icon
242
Equity Residential
EQR
$24.7B
$2.24M 0.07%
38,623
+7,665
+25% +$432K
WAB icon
243
Wabtec
WAB
$49.3B
$2.23M 0.07%
28,556
+1,002
+4% +$76.6K
SRLN icon
244
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$2.22M 0.06%
44,408
+176
+0.4% +$8.81K
PZA icon
245
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$2.22M 0.06%
92,026
-14,928
-14% -$354K
TLT icon
246
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$2.22M 0.06%
20,329
-70,084
-78% -$7.48M
RAI
247
DELISTED
Reynolds American Inc
RAI
$2.22M 0.06%
83,146
+386
+0.5% +$9.72K
SHM icon
248
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$2.18M 0.06%
44,888
-746
-2% -$36.3K
DLS icon
249
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$2.17M 0.06%
33,322
+4,473
+16% +$284K
PCI
250
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.15M 0.06%
95,076
+22,573
+31% +$511K
8 9
10
11 12

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.