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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
226
Iron Mountain
IRM
$36.1B
$2.02M 0.07%
80,778
+60,209
+293% +$1.53M
MAS icon
227
Masco
MAS
$15.3B
$2.01M 0.07%
107,557
-1,701
-2% -$30.3K
CAH icon
228
Cardinal Health
CAH
$55.4B
$2.01M 0.07%
38,492
+3,437
+10% +$175K
CMCSA icon
229
Comcast
CMCSA
$90B
$2M 0.07%
90,696
+13,224
+17% +$288K
CSQ icon
230
Calamos Strategic Total Return Fund
CSQ
$3.35B
$1.99M 0.07%
198,980
-19,225
-9% -$195K
VOO icon
231
Vanguard S&P 500 ETF
VOO
$1.03T
$1.98M 0.07%
12,863
+422
+3% +$64.8K
RDS.B
232
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.97M 0.07%
28,633
+4,060
+17% +$277K
SHW icon
233
Sherwin-Williams
SHW
$89.8B
$1.95M 0.07%
32,853
+1,071
+3% +$62.9K
PAYX icon
234
Paychex
PAYX
$42.7B
$1.95M 0.07%
47,976
-7,962
-14% -$315K
RAI
235
DELISTED
Reynolds American Inc
RAI
$1.9M 0.06%
77,886
+7,798
+11% +$193K
GIS icon
236
General Mills
GIS
$19.7B
$1.88M 0.06%
39,033
-3,007
-7% -$151K
APA icon
237
APA Corp
APA
$13.2B
$1.86M 0.06%
21,863
+481
+2% +$40K
CVS icon
238
CVS Health
CVS
$122B
$1.83M 0.06%
32,077
-1,788
-5% -$107K
CELG
239
DELISTED
Celgene Corp
CELG
$1.83M 0.06%
23,802
+2,972
+14% +$208K
DGS icon
240
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$1.82M 0.06%
38,929
+10,007
+35% +$463K
JPC icon
241
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$1.82M 0.06%
209,269
+15,690
+8% +$141K
LECO icon
242
Lincoln Electric
LECO
$15.4B
$1.81M 0.06%
27,216
+2,382
+10% +$149K
HSY icon
243
Hershey
HSY
$36.6B
$1.81M 0.06%
19,587
+1,065
+6% +$99.3K
HCC
244
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$1.81M 0.06%
41,304
+17,523
+74% +$773K
IJJ icon
245
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$1.8M 0.06%
33,424
+1,388
+4% +$74.1K
SDRL
246
DELISTED
Seadrill Limited Common Stock
SDRL
$1.79M 0.06%
148
+29
+24% +$343K
HAL icon
247
Halliburton
HAL
$26.6B
$1.79M 0.06%
37,022
-2,905
-7% -$136K
MMP
248
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.77M 0.06%
31,308
+56
+0.2% +$3.08K
EVF
249
Eaton Vance Senior Income Trust
EVF
$90.5M
$1.76M 0.06%
249,896
+79,650
+47% +$575K
HQH
250
abrdn Healthcare Investors
HQH
$1.32B
$1.75M 0.06%
74,712
+2,666
+4% +$63K
8 9
10
11 12

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.