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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
201
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
– –
-25
Closed -$2K
ESPO icon
202
VanEck Video Gaming and eSports ETF
ESPO
$258M
– –
-265
Closed -$13K
ETR icon
203
Entergy
ETR
$49.7B
– –
-300
Closed -$17K
ETV
204
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.78B
– –
-750
Closed -$10K
EUFN icon
205
iShares MSCI Europe Financials ETF
EUFN
$4.27B
– –
-200
Closed -$3K
EVLV icon
206
Evolv Technologies
EVLV
$1.08B
– –
-200
Closed -$1K
EVX icon
207
VanEck Environmental Services ETF
EVX
$102M
– –
-150
Closed -$4K
EXK
208
Endeavour Silver
EXK
$3.14B
– –
-20
Closed –
EYE icon
209
National Vision
EYE
$1.77B
– –
-700
Closed -$19K
EZM icon
210
WisdomTree US MidCap Fund
EZM
$951M
– –
-150
Closed -$7K
F icon
211
Ford
F
$55.7B
– –
-4,503
Closed -$50K
FCEL icon
212
FuelCell Energy
FCEL
$1.54B
– –
-5
Closed -$1K
FCX icon
213
Freeport-McMoran
FCX
$96.4B
– –
-200
Closed -$6K
FDIS icon
214
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
– –
-1,336
Closed -$79K
FDN icon
215
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.36B
– –
-1,177
Closed -$150K
FE icon
216
FirstEnergy
FE
$27.1B
– –
-413
Closed -$16K
FMAT icon
217
Fidelity MSCI Materials Index ETF
FMAT
$621M
– –
-4,869
Closed -$200K
FNDB icon
218
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
– –
-480
Closed -$8K
FNDX icon
219
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
– –
-2,175
Closed -$37K
FPF
220
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-135
Closed -$3K
FPI
221
Farmland Partners
FPI
$425M
– –
-1,060
Closed -$15K
FSTA icon
222
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
– –
-375
Closed -$16K
FXH icon
223
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
– –
-150
Closed -$15K
GDV icon
224
Gabelli Dividend & Income Trust
GDV
$2.67B
– –
-4,791
Closed -$98K
GDX icon
225
VanEck Gold Miners ETF
GDX
$27.5B
– –
-500
Closed -$14K
7 8
9
10 11

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.