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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOU icon
201
Global X Cloud Computing ETF
CLOU
$270M
– –
-2,968
Closed -$87K
CM icon
202
Canadian Imperial Bank of Commerce
CM
$109B
– –
-50
Closed -$3K
CMCSA icon
203
Comcast
CMCSA
$91B
– –
-62
Closed -$3K
CMF icon
204
iShares California Muni Bond ETF
CMF
$4.62B
– –
-400
Closed -$25K
CMS icon
205
CMS Energy
CMS
$21.8B
– –
-34
Closed -$2K
COCP icon
206
Cocrystal Pharma
COCP
$14.9M
– –
-92
Closed -$1K
CODI icon
207
Compass Diversified
CODI
$927M
– –
-625
Closed -$18K
COIN icon
208
Coinbase
COIN
$39.2B
– –
-185
Closed -$42K
COP icon
209
ConocoPhillips
COP
$151B
– –
-500
Closed -$34K
COST icon
210
Costco
COST
$419B
– –
-40
Closed -$18K
CRF
211
Cornerstone Total Return Fund
CRF
$1.18B
– –
-4,080
Closed -$50K
CRM icon
212
Salesforce
CRM
$162B
– –
-112
Closed -$30K
CRON
213
Cronos Group
CRON
$1.13B
– –
-3,000
Closed -$17K
CRWD icon
214
CrowdStrike
CRWD
$226B
– –
-460
Closed -$28K
CSCO icon
215
Cisco
CSCO
$475B
– –
-2,317
Closed -$126K
CVX icon
216
Chevron
CVX
$386B
– –
-189
Closed -$19K
CVY icon
217
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
– –
-7,345
Closed -$175K
DAL icon
218
Delta Air Lines
DAL
$59.5B
– –
-107
Closed -$5K
DBX icon
219
Dropbox
DBX
$7.41B
– –
-10
Closed –
DD icon
220
DuPont de Nemours
DD
$19.5B
– –
-18
Closed -$2K
DECK icon
221
Deckers Outdoor
DECK
$12.8B
– –
-30
Closed -$2K
DEO icon
222
Diageo
DEO
$52.8B
– –
-13
Closed -$3K
DGT icon
223
State Street SPDR Global Dow ETF
DGT
$627M
– –
-1,527
Closed -$167K
DGX icon
224
Quest Diagnostics
DGX
$26.2B
– –
-130
Closed -$19K
DIA icon
225
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
– –
-22
Closed -$7K
7 8
9
10 11

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.