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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
201
Applied Materials
AMAT
$417B
$64K 0.04%
500
– –
ABBV icon
202
AbbVie
ABBV
$442B
$63K 0.04%
582
+50
+9% +$5.71K
QQQ icon
203
Invesco QQQ Trust
QQQ
$478B
$63K 0.04%
175
– –
C icon
204
Citigroup
C
$228B
$60K 0.04%
849
-19
-2% -$1.33K
VTEB icon
205
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$60K 0.04%
1,100
+50
+5% +$2.77K
BFZ
206
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$57K 0.03%
3,850
– –
EMR icon
207
Emerson Electric
EMR
$91.7B
$57K 0.03%
600
– –
XLE icon
208
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$57K 0.03%
2,190
-140
-6% -$3.47K
NIO icon
209
NIO
NIO
$11.6B
$56K 0.03%
1,584
-475
-23% -$19.5K
STZ icon
210
Constellation Brands
STZ
$22.9B
$55K 0.03%
260
– –
HTGC icon
211
Hercules Capital
HTGC
$3.12B
$53K 0.03%
3,171
-7
-0.2% -$119
AMZA icon
212
InfraCap MLP ETF
AMZA
$475M
$52K 0.03%
2,000
-300
-13% -$7.92K
PFE icon
213
Pfizer
PFE
$152B
$52K 0.03%
1,216
– –
BSV icon
214
Vanguard Short-Term Bond ETF
BSV
$45.6B
$51K 0.03%
624
-15
-2% -$1.23K
CRF
215
Cornerstone Total Return Fund
CRF
$1.18B
$50K 0.03%
4,080
-765
-16% -$9.04K
IGSB icon
216
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$49K 0.03%
905
– –
AXP icon
217
American Express
AXP
$230B
$48K 0.03%
289
-11
-4% -$1.84K
DOW icon
218
Dow Inc
DOW
$22.6B
$48K 0.03%
833
– –
IYH icon
219
iShares US Healthcare ETF
IYH
$3.76B
$48K 0.03%
875
– –
PBE icon
220
Invesco Biotechnology & Genome ETF
PBE
$358M
$48K 0.03%
638
– –
IYF icon
221
iShares US Financials ETF
IYF
$4.4B
$47K 0.03%
570
– –
IVV icon
222
iShares Core S&P 500 ETF
IVV
$902B
$45K 0.03%
105
– –
SNAP icon
223
Snap
SNAP
$9.32B
$45K 0.03%
614
– –
WYNN icon
224
Wynn Resorts
WYNN
$10.8B
$45K 0.03%
536
– –
THCX
225
DELISTED
AXS Cannabis ETF
THCX
$45K 0.03%
350
– –
7 8
9
10 11

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.