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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAZ
201
Direxion Daily Financial Bear 3x ETF
FAZ
$86M
– –
-2
Closed -$3K
FCAL icon
202
First Trust California Municipal High income ETF
FCAL
$220M
– –
-700
Closed -$37K
FDIS icon
203
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
– –
-1,320
Closed -$69K
FE icon
204
FirstEnergy
FE
$27.1B
– –
-400
Closed -$16K
FENG
205
Phoenix New Media
FENG
$18.1M
– –
-333
Closed -$3K
FITB
206
Fifth Third Bancorp
FITB
$52.2B
– –
-98
Closed -$2K
FLWS icon
207
1-800-Flowers.com
FLWS
$259M
– –
-4,000
Closed -$80K
FNDB icon
208
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
– –
-780
Closed -$9K
FNDX icon
209
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
– –
-2,175
Closed -$27K
FPF
210
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-135
Closed -$3K
FSTA icon
211
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
– –
-515
Closed -$18K
FV icon
212
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
– –
-1,171
Closed -$38K
FXA icon
213
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
– –
-440
Closed -$30K
FXH icon
214
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
– –
-250
Closed -$23K
GD icon
215
General Dynamics
GD
$106B
– –
-20
Closed -$3K
GDX icon
216
VanEck Gold Miners ETF
GDX
$27.5B
– –
-870
Closed -$32K
GE icon
217
GE Aerospace
GE
$382B
– –
-1,971
Closed -$67K
GIGB icon
218
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$970M
– –
-200
Closed -$11K
GILD icon
219
Gilead Sciences
GILD
$168B
– –
-737
Closed -$57K
GLW icon
220
Corning
GLW
$137B
– –
-648
Closed -$17K
GOOD
221
Gladstone Commercial Corp
GOOD
$619M
– –
-2,000
Closed -$38K
GOVI icon
222
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
– –
-3,062
Closed -$121K
GPRO icon
223
GoPro
GPRO
$114M
– –
-500
Closed -$2K
GRPN icon
224
Groupon
GRPN
$889M
– –
-744
Closed -$13K
GS icon
225
Goldman Sachs
GS
$301B
– –
-114
Closed -$23K
7 8
9
10 11

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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.