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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
201
Regeneron Pharmaceuticals
REGN
$81.6B
$30K 0.03%
61
– –
GOOD
202
Gladstone Commercial Corp
GOOD
$621M
$29K 0.03%
2,000
– –
MYGN icon
203
Myriad Genetics
MYGN
$303M
$29K 0.03%
+2,000
New +$42.3K
IWD icon
204
iShares Russell 1000 Value ETF
IWD
$83.8B
$28K 0.03%
278
– –
IYF icon
205
iShares US Financials ETF
IYF
$4.4B
$28K 0.03%
570
– –
MAR icon
206
Marriott International
MAR
$92.1B
$28K 0.03%
380
+280
+280% +$34.8K
PRU icon
207
Prudential Financial
PRU
$42B
$28K 0.03%
528
-210
-28% -$16.7K
FXA icon
208
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$27K 0.03%
440
– –
XAIR icon
209
Beyond Air
XAIR
$5.1M
$27K 0.03%
+8
New +$20.8K
PFE icon
210
Pfizer
PFE
$150B
$26K 0.03%
838
+149
+22% +$5.08K
WMT icon
211
Walmart Inc
WMT
$913B
$26K 0.03%
690
+297
+76% +$11.4K
FXH icon
212
First Trust Health Care AlphaDEX Fund
FXH
$1.1B
$25K 0.03%
340
– –
ICSH icon
213
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$25K 0.03%
500
– –
IGSB icon
214
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$25K 0.03%
485
– –
CMF icon
215
iShares California Muni Bond ETF
CMF
$4.63B
$24K 0.03%
400
– –
CODI icon
216
Compass Diversified
CODI
$902M
$23K 0.03%
1,725
– –
FNDX icon
217
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$23K 0.03%
2,175
-498
-19% -$6.49K
HDV
218
iShares Core High Dividend ETF
HDV
$14.9B
$23K 0.03%
1,640
– –
IWV icon
219
iShares Russell 3000 ETF
IWV
$20.4B
$23K 0.03%
155
– –
DTD icon
220
WisdomTree US Total Dividend Fund
DTD
$1.69B
$22K 0.02%
550
– –
KMI icon
221
Kinder Morgan
KMI
$70.3B
$22K 0.02%
1,550
– –
KO icon
222
Coca-Cola
KO
$371B
$21K 0.02%
475
+275
+138% +$14.9K
NLY icon
223
Annaly Capital Management
NLY
$17.6B
$21K 0.02%
1,038
-1,696
-62% -$59.7K
KEY icon
224
KeyCorp
KEY
$24.3B
$20K 0.02%
1,940
– –
TAXF icon
225
American Century Diversified Municipal Bond ETF
TAXF
$687M
$20K 0.02%
380
– –
7 8
9
10 11

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.