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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHO icon
201
Invesco Water Resources ETF
PHO
$2.09B
$37K 0.03%
949
– –
ABBV icon
202
AbbVie
ABBV
$438B
$36K 0.03%
409
-10
-2% -$830
JNJ icon
203
Johnson & Johnson
JNJ
$631B
$36K 0.03%
248
+1
+0.4% +$136
QID icon
204
ProShares UltraShort QQQ
QID
$249M
$35K 0.03%
75
– –
SPTL icon
205
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$34K 0.03%
880
– –
INTC icon
206
Intel
INTC
$492B
$33K 0.03%
558
– –
KMI icon
207
Kinder Morgan
KMI
$69.9B
$33K 0.03%
1,550
– –
CVX icon
208
Chevron
CVX
$382B
$32K 0.03%
264
– –
HDV
209
iShares Core High Dividend ETF
HDV
$15B
$32K 0.03%
1,640
– –
XBI icon
210
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$32K 0.03%
340
-50
-13% -$4.33K
BSV icon
211
Vanguard Short-Term Bond ETF
BSV
$45.6B
$31K 0.03%
379
– –
FXA icon
212
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$31K 0.03%
+440
New +$30.1K
MA icon
213
Mastercard
MA
$493B
$30K 0.03%
100
– –
DTD icon
214
WisdomTree US Total Dividend Fund
DTD
$1.69B
$29K 0.03%
550
– –
FXH icon
215
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$29K 0.03%
340
-160
-32% -$12.7K
GILD icon
216
Gilead Sciences
GILD
$165B
$29K 0.03%
452
– –
IWV icon
217
iShares Russell 3000 ETF
IWV
$20.4B
$29K 0.03%
155
– –
DMLP icon
218
Dorchester Minerals
DMLP
$1.28B
$28K 0.03%
1,440
– –
GS icon
219
Goldman Sachs
GS
$301B
$26K 0.02%
114
– –
IGSB icon
220
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$26K 0.02%
485
-275
-36% -$14.7K
PFE icon
221
Pfizer
PFE
$154B
$26K 0.02%
689
-154
-18% -$5.49K
ICSH icon
222
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$25K 0.02%
500
– –
IUSV icon
223
iShares Core S&P US Value ETF
IUSV
$27.8B
$25K 0.02%
390
-65
-14% -$3.92K
CMF icon
224
iShares California Muni Bond ETF
CMF
$4.62B
$24K 0.02%
400
– –
IVV icon
225
iShares Core S&P 500 ETF
IVV
$904B
$24K 0.02%
73
– –
7 8
9
10 11

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RWM
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HAC
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WHGC
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3F
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EAM
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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.