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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
201
Alibaba
BABA
$317B
$34K 0.04%
205
-10
-5% -$1.72K
CODI icon
202
Compass Diversified
CODI
$834M
$34K 0.04%
1,725
-35
-2% -$669
IXC icon
203
iShares Global Energy ETF
IXC
$2.72B
$34K 0.04%
1,100
– –
IYH icon
204
iShares US Healthcare ETF
IYH
$3.77B
$33K 0.03%
875
– –
STM icon
205
STMicroelectronics
STM
$48.5B
$33K 0.03%
1,700
– –
ABBV icon
206
AbbVie
ABBV
$438B
$32K 0.03%
419
-60
-13% -$4.11K
JNJ icon
207
Johnson & Johnson
JNJ
$631B
$32K 0.03%
247
+1
+0.4% +$132
KMI icon
208
Kinder Morgan
KMI
$69.9B
$32K 0.03%
1,550
– –
BSV icon
209
Vanguard Short-Term Bond ETF
BSV
$45.6B
$31K 0.03%
379
– –
CVX icon
210
Chevron
CVX
$382B
$31K 0.03%
264
– –
HDV
211
iShares Core High Dividend ETF
HDV
$15B
$31K 0.03%
1,640
– –
ROKU icon
212
Roku
ROKU
$22.5B
$31K 0.03%
300
-175
-37% -$21.4K
XBI icon
213
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$30K 0.03%
390
– –
GILD icon
214
Gilead Sciences
GILD
$165B
$29K 0.03%
452
– –
INTC icon
215
Intel
INTC
$492B
$29K 0.03%
558
– –
PFE icon
216
Pfizer
PFE
$154B
$29K 0.03%
843
-264
-24% -$9.6K
DMLP icon
217
Dorchester Minerals
DMLP
$1.28B
$27K 0.03%
1,440
– –
DTD icon
218
WisdomTree US Total Dividend Fund
DTD
$1.69B
$27K 0.03%
550
– –
IWV icon
219
iShares Russell 3000 ETF
IWV
$20.4B
$27K 0.03%
155
+45
+41% +$7.8K
MA icon
220
Mastercard
MA
$493B
$27K 0.03%
100
– –
MRK icon
221
Merck
MRK
$323B
$27K 0.03%
342
– –
VMBS icon
222
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$27K 0.03%
500
-150
-23% -$7.95K
F icon
223
Ford
F
$55.8B
$26K 0.03%
2,838
– –
IUSV icon
224
iShares Core S&P US Value ETF
IUSV
$27.8B
$26K 0.03%
455
– –
CMF icon
225
iShares California Muni Bond ETF
CMF
$4.62B
$25K 0.03%
400
– –
7 8
9
10 11

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3F
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EAM
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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.