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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DES icon
176
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
– –
-6,385
Closed -$180K
DG icon
177
Dollar General
DG
$26.5B
– –
-5
Closed -$1K
DGT icon
178
State Street SPDR Global Dow ETF
DGT
$627M
– –
-1,527
Closed -$147K
DGX icon
179
Quest Diagnostics
DGX
$26.2B
– –
-130
Closed -$17K
DIA icon
180
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
– –
-22
Closed -$7K
DIM icon
181
WisdomTree International MidCap Dividend Fund
DIM
$168M
– –
-1,808
Closed -$100K
DJIA icon
182
Global X Dow 30 Covered Call ETF
DJIA
$189M
– –
-2,050
Closed -$47K
DJP icon
183
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
– –
-1,885
Closed -$66K
DKNG icon
184
DraftKings
DKNG
$12.6B
– –
-1,211
Closed -$14K
DOC icon
185
Healthpeak Properties
DOC
$14.1B
– –
-89
Closed -$2K
DOCU
186
DocuSign
DOCU
$11.3B
– –
-55
Closed -$3K
DON icon
187
WisdomTree US MidCap Dividend Fund
DON
$4.09B
– –
-4,216
Closed -$164K
DSI icon
188
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
– –
-30
Closed -$2K
DTD icon
189
WisdomTree US Total Dividend Fund
DTD
$1.69B
– –
-550
Closed -$32K
DTH icon
190
WisdomTree International High Dividend Fund
DTH
$659M
– –
-3,000
Closed -$104K
DUK icon
191
Duke Energy
DUK
$96.1B
– –
-100
Closed -$11K
DVYA icon
192
iShares Asia/Pacific Dividend ETF
DVYA
$72M
– –
-750
Closed -$25K
DX
193
Dynex Capital
DX
$3.21B
– –
-200
Closed -$3K
EBIZ icon
194
Global X E-commerce ETF
EBIZ
$29.4M
– –
-140
Closed -$2K
EDV icon
195
Vanguard World Funds Extended Duration ETF
EDV
$3.47B
– –
-185
Closed -$19K
EHI
196
Western Asset Global High Income Fund
EHI
$178M
– –
-1,282
Closed -$9K
EINC icon
197
VanEck Energy Income ETF
EINC
$79.1M
– –
-121
Closed -$7K
EMLC icon
198
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
– –
-1,165
Closed -$29K
ENTG icon
199
Entegris
ENTG
$23B
– –
-25
Closed -$2K
EPR icon
200
EPR Properties
EPR
$4.58B
– –
-20
Closed -$1K
6 7
8
9 10

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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.