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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
176
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-456
Closed -$124K
BSV icon
177
Vanguard Short-Term Bond ETF
BSV
$45.6B
– –
-624
Closed -$51K
BSX icon
178
Boston Scientific
BSX
$74.3B
– –
-29
Closed -$1K
BTI icon
179
British American Tobacco
BTI
$122B
– –
-60
Closed -$2K
BWA icon
180
BorgWarner
BWA
$14.1B
– –
-72
Closed -$3K
BX icon
181
Blackstone
BX
$118B
– –
-3
Closed –
BXMT icon
182
Blackstone Mortgage Trust
BXMT
$2.47B
– –
-4,185
Closed -$127K
BYND icon
183
Beyond Meat
BYND
$214M
– –
-22
Closed -$2K
C icon
184
Citigroup
C
$227B
– –
-849
Closed -$60K
CAH icon
185
Cardinal Health
CAH
$56.2B
– –
-40
Closed -$2K
CARR icon
186
Carrier Global
CARR
$52.2B
– –
-75
Closed -$4K
CASI
187
DELISTED
CASI Pharmaceuticals
CASI
– –
0
– –
CAT icon
188
Caterpillar
CAT
$388B
– –
-419
Closed -$81K
CBAT icon
189
CBAK Energy Technology Ltd
CBAT
$69.2M
– –
-1
Closed –
CCL icon
190
Carnival Corporation Ltd
CCL
$37.8B
– –
-1,602
Closed -$40K
CDNS icon
191
Cadence Design Systems
CDNS
$90B
– –
-22
Closed -$3K
CENN icon
192
Cenntro
CENN
$8.58M
– –
0
– -$1K
CGC
193
Canopy Growth
CGC
$419M
– –
-5
Closed -$1K
CGW icon
194
Invesco S&P Global Water Index ETF
CGW
$1.07B
– –
-147
Closed -$8K
CHPT icon
195
ChargePoint
CHPT
$162M
– –
-1
Closed –
CHWY icon
196
Chewy
CHWY
$9.21B
– –
-165
Closed -$11K
CHY
197
Calamos Convertible and High Income Fund
CHY
$1.07B
– –
-1,395
Closed -$22K
CI icon
198
Cigna
CI
$71.9B
– –
-17
Closed -$3K
CIBR icon
199
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.6B
– –
-250
Closed -$12K
CLF icon
200
Cleveland-Cliffs
CLF
$7.1B
– –
-800
Closed -$16K
6 7
8
9 10

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.