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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLV icon
176
Vanguard Long-Term Bond ETF
BLV
$5.7B
$90K 0.05%
875
– –
IHE icon
177
iShares US Pharmaceuticals ETF
IHE
$1.65B
$90K 0.05%
1,470
-15
-1% -$954
JNK icon
178
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$90K 0.05%
823
– –
MRVL icon
179
Marvell Technology
MRVL
$191B
$90K 0.05%
1,500
– –
EMB icon
180
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$89K 0.05%
812
-95
-10% -$10.7K
CLOU icon
181
Global X Cloud Computing ETF
CLOU
$270M
$87K 0.05%
2,968
– –
PGX icon
182
Invesco Preferred ETF
PGX
$3.76B
$83K 0.05%
5,505
– –
AWAY icon
183
Amplify Travel Tech ETF
AWAY
$32.3M
$82K 0.05%
2,875
– –
CAT icon
184
Caterpillar
CAT
$388B
$81K 0.05%
419
– –
ACLC
185
American Century Large Cap Equity ETF
ACLC
$323M
$81K 0.05%
1,484
– –
SBUX icon
186
Starbucks
SBUX
$122B
$79K 0.05%
718
+462
+180% +$54.1K
UTG icon
187
Reaves Utility Income Fund
UTG
$3.63B
$78K 0.05%
2,375
-2
-0.1% -$70
VV icon
188
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$77K 0.05%
384
– –
T icon
189
AT&T
T
$168B
$73K 0.04%
3,562
-87
-2% -$1.83K
MA icon
190
Mastercard
MA
$492B
$72K 0.04%
207
– –
MSOS icon
191
AdvisorShares Pure US Cannabis ETF
MSOS
$930M
$72K 0.04%
2,290
-200
-8% -$6.93K
SJNK icon
192
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$72K 0.04%
2,628
– –
PEJ icon
193
Invesco Leisure and Entertainment ETF
PEJ
$307M
$71K 0.04%
1,419
– –
GE icon
194
GE Aerospace
GE
$382B
$70K 0.04%
1,091
-108
-9% -$6.94K
XES icon
195
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$390M
$70K 0.04%
1,278
-97
-7% -$5.14K
F icon
196
Ford
F
$55.7B
$69K 0.04%
4,875
+277
+6% +$3.77K
IWF icon
197
iShares Russell 1000 Growth ETF
IWF
$127B
$69K 0.04%
1,000
– –
VTV icon
198
Vanguard Morningstar Value ETF
VTV
$192B
$69K 0.04%
510
– –
IPO icon
199
Renaissance IPO ETF
IPO
$159M
$66K 0.04%
1,030
-455
-31% -$29.6K
XOM icon
200
ExxonMobil
XOM
$657B
$66K 0.04%
1,123
-50
-4% -$2.85K
6 7
8
9 10

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.