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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTH icon
176
WisdomTree International High Dividend Fund
DTH
$660M
– –
-3,160
Closed -$104K
DUK icon
177
Duke Energy
DUK
$96.1B
– –
-100
Closed -$8K
DX
178
Dynex Capital
DX
$3.21B
– –
-200
Closed -$3K
DXC icon
179
DXC Technology
DXC
$1.68B
– –
-30
Closed –
EA
180
DELISTED
Electronic Arts
EA
– –
-50
Closed -$7K
EDIT icon
181
Editas Medicine
EDIT
$445M
– –
-365
Closed -$11K
EEM icon
182
iShares MSCI Emerging Markets ETF
EEM
$30.5B
– –
-250
Closed -$10K
EFC
183
Ellington Financial
EFC
$1.76B
– –
-715
Closed -$8K
EHI
184
Western Asset Global High Income Fund
EHI
$178M
– –
-5,095
Closed -$47K
EHTH icon
185
eHealth
EHTH
$39.4M
– –
-540
Closed -$53K
EINC icon
186
VanEck Energy Income ETF
EINC
$79.3M
– –
-180
Closed -$7K
EMB icon
187
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-972
Closed -$106K
ERX icon
188
Direxion Daily Energy Bull 2X ETF
ERX
$243M
– –
-600
Closed -$9K
ESPO icon
189
VanEck Video Gaming and eSports ETF
ESPO
$255M
– –
-540
Closed -$28K
ET icon
190
Energy Transfer Partners
ET
$71.8B
– –
-100
Closed -$1K
ETR icon
191
Entergy
ETR
$50.1B
– –
-290
Closed -$12K
ETV
192
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.78B
– –
-1,000
Closed -$14K
ETY icon
193
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.35B
– –
-500
Closed -$5K
EUFN icon
194
iShares MSCI Europe Financials ETF
EUFN
$4.29B
– –
-200
Closed -$3K
EVX icon
195
VanEck Environmental Services ETF
EVX
$102M
– –
-300
Closed -$6K
EXEL icon
196
Exelixis
EXEL
$12.7B
– –
-200
Closed -$5K
EYE icon
197
National Vision
EYE
$1.6B
– –
-700
Closed -$21K
EZM icon
198
WisdomTree US MidCap Fund
EZM
$951M
– –
-300
Closed -$10K
EZU icon
199
iShare MSCI Eurozone ETF
EZU
$9.93B
– –
-2,090
Closed -$76K
F icon
200
Ford
F
$55.2B
– –
-3,540
Closed -$22K
6 7
8
9 10

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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.