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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHD icon
176
BlackRock MuniHoldings Fund
MHD
$605M
$39K 0.04%
2,500
– –
XOM icon
177
ExxonMobil
XOM
$657B
$39K 0.04%
1,029
+186
+22% +$10.3K
EHI
178
Western Asset Global High Income Fund
EHI
$178M
$38K 0.04%
5,095
– –
LQDH icon
179
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$38K 0.04%
455
– –
RWJ icon
180
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$38K 0.04%
2,715
– –
TQQQ icon
181
ProShares UltraPro QQQ
TQQQ
$36.7B
$38K 0.04%
+6,400
New +$67K
SCHH icon
182
Schwab US REIT ETF
SCHH
$11.1B
$37K 0.04%
2,260
– –
DBEU icon
183
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$798M
$36K 0.04%
1,500
-1,083
-42% -$31.3K
FCAL icon
184
First Trust California Municipal High income ETF
FCAL
$220M
$36K 0.04%
700
+400
+133% +$21.3K
IPO icon
185
Renaissance IPO ETF
IPO
$159M
$36K 0.04%
1,360
-991
-42% -$30.7K
TAN icon
186
Invesco Solar ETF
TAN
$1.38B
$35K 0.04%
+1,400
New +$45.7K
XTN icon
187
State Street SPDR S&P Transportation ETF
XTN
$388M
$34K 0.04%
785
-75
-9% -$4.34K
IYH icon
188
iShares US Healthcare ETF
IYH
$3.76B
$33K 0.04%
875
– –
CHY
189
Calamos Convertible and High Income Fund
CHY
$1.07B
$32K 0.04%
3,675
– –
ABBV icon
190
AbbVie
ABBV
$442B
$31K 0.03%
409
– –
BSV icon
191
Vanguard Short-Term Bond ETF
BSV
$45.6B
$31K 0.03%
379
– –
CBOE icon
192
Cboe Global Markets
CBOE
$29.5B
$31K 0.03%
350
-100
-22% -$11.2K
GYLD icon
193
Arrow Dow Jones Global Yield ETF
GYLD
$37.9M
$31K 0.03%
3,265
-200
-6% -$2.81K
MDIV icon
194
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$31K 0.03%
2,650
– –
MRK icon
195
Merck
MRK
$322B
$31K 0.03%
420
-26
-6% -$2.04K
VNM icon
196
VanEck Vietnam ETF
VNM
$507M
$31K 0.03%
3,000
– –
FV icon
197
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$30K 0.03%
1,171
– –
INTC icon
198
Intel
INTC
$493B
$30K 0.03%
558
– –
PEJ icon
199
Invesco Leisure and Entertainment ETF
PEJ
$307M
$30K 0.03%
1,232
-1,151
-48% -$43.6K
PHO icon
200
Invesco Water Resources ETF
PHO
$2.09B
$30K 0.03%
949
– –
6 7
8
9 10

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EAM
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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.