We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
176
Western Asset Global High Income Fund
EHI
$178M
$51K 0.05%
5,095
– –
BLW icon
177
BlackRock Limited Duration Income Trust
BLW
$493M
$50K 0.05%
3,072
+25
+0.8% +$397
MDIV icon
178
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$50K 0.05%
2,650
– –
VNM icon
179
VanEck Vietnam ETF
VNM
$510M
$48K 0.04%
3,000
– –
VMBS icon
180
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$47K 0.04%
885
+385
+77% +$20.5K
STM icon
181
STMicroelectronics
STM
$48.5B
$46K 0.04%
1,700
– –
MNP
182
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$46K 0.04%
3,000
– –
GOOD
183
Gladstone Commercial Corp
GOOD
$618M
$44K 0.04%
2,000
– –
LQDH icon
184
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$44K 0.04%
455
-310
-41% -$29.2K
SOXL icon
185
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$22.2B
$44K 0.04%
2,385
-1,365
-36% -$19.7K
BABA icon
186
Alibaba
BABA
$317B
$43K 0.04%
205
– –
CODI icon
187
Compass Diversified
CODI
$834M
$43K 0.04%
1,725
– –
LYFT icon
188
Lyft
LYFT
$6.55B
$43K 0.04%
+1,000
New +$43.8K
CHY
189
Calamos Convertible and High Income Fund
CHY
$1.07B
$42K 0.04%
3,675
– –
GRPN icon
190
Groupon
GRPN
$933M
$42K 0.04%
871
-125
-13% -$6.94K
MHD icon
191
BlackRock MuniHoldings Fund
MHD
$604M
$42K 0.04%
2,500
– –
MUB icon
192
iShares National Muni Bond ETF
MUB
$45.8B
$41K 0.04%
360
– –
ZG icon
193
Zillow
ZG
$7.66B
$41K 0.04%
900
+300
+50% +$11.1K
IYF icon
194
iShares US Financials ETF
IYF
$4.4B
$39K 0.04%
570
+400
+235% +$26.5K
KEY icon
195
KeyCorp
KEY
$24.3B
$39K 0.04%
1,940
– –
MRK icon
196
Merck
MRK
$323B
$39K 0.04%
446
+104
+30% +$8.54K
FNDX icon
197
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$38K 0.03%
2,673
– –
IWD icon
198
iShares Russell 1000 Value ETF
IWD
$84.2B
$38K 0.03%
278
– –
IYH icon
199
iShares US Healthcare ETF
IYH
$3.77B
$38K 0.03%
875
– –
FV icon
200
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$37K 0.03%
1,171
– –
6 7
8
9 10

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
WHGC
Wealth High Governance Capital Sao Paulo, Brazil $333M AUM 125.87% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
KC
Knuff & Co Foster City, California $332M AUM 21.75% 1-Year Est. Return
3F
360 Financial Wayzata, Minnesota $332M AUM 20.7% 1-Year Est. Return

Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.