We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$20.7M
Cap. Flow
+$5.32M
Cap. Flow %
2.01%
Top 10 Hldgs %
31.98%
Holding
165
New
14
Increased
56
Reduced
73
Closed
4

Top Buys

Rank Stock Value
1
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.29M
2
AVDV icon
Avantis International Small Cap Value ETF
AVDV
+$563K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$445K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$371K
5
EUAD
Select STOXX Europe Aerospace & Defense ETF
EUAD
+$363K

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$290K
2
MARW icon
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
+$229K
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$214K
4
FINX icon
Global X FinTech ETF
FINX
+$209K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$202K

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Discretionary 3.21%
3 Communication Services 3.19%
4 Financials 1.15%
5 Energy 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHYS icon
151
Sprott Physical Gold
PHYS
$15.8B
$206K 0.08%
+6,955
New +$185K
JANT icon
152
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
$61.8M
$206K 0.08%
+5,169
New +$200K
VTIP icon
153
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$206K 0.08%
4,060
-130
-3% -$6.54K
SYLD icon
154
Cambria Shareholder Yield ETF
SYLD
$1.02B
$205K 0.08%
+2,985
New +$202K
DON icon
155
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$202K 0.08%
+3,871
New +$200K
FDIS icon
156
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$200K 0.08%
+1,945
New +$192K
DHY
157
Credit Suisse High Yield Credit Fund
DHY
$242M
$198K 0.07%
96,335
– –
PMM
158
Franklin Managed Municipal Income Trust
PMM
$273M
$180K 0.07%
29,832
-1,000
-3% -$5.93K
ALDX icon
159
Aldeyra Therapeutics
ALDX
$91.1M
$165K 0.06%
31,591
-32
-0.1% -$167
EOSE icon
160
Eos Energy Enterprises
EOSE
$1.54B
$115K 0.04%
+10,125
New +$69.3K
ACHR icon
161
Archer Aviation
ACHR
$5.18B
$109K 0.04%
+11,370
New +$113K
FINX icon
162
Global X FinTech ETF
FINX
$166M
– –
-6,098
Closed -$209K
MARW icon
163
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
$87.9M
– –
-7,039
Closed -$229K
PCY icon
164
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
– –
-9,885
Closed -$202K
VTV icon
165
Vanguard Morningstar Value ETF
VTV
$192B
– –
-1,209
Closed -$214K
3 4 5 6
7

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
WHGC
Wealth High Governance Capital Sao Paulo, Brazil $333M AUM 125.87% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
Crestview Partners IV New York $332M AUM 9.14% 1-Year Est. Return

Joseph P. Lucia & Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Joseph P. Lucia & Associates held 165 positions worth $265M, up 8.5% from $244M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates's Q3 2025 filing shows 14 new, 56 increased, 73 reduced and 4 closed positions. Its largest new stake was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K. The largest sale was Vanguard Intermediate-Term Bond ETF, an estimated $290K.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2025 buy was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K.
  • Joseph P. Lucia & Associates added most to BlackRock Flexible Income ETF in Q3 2025, an estimated $2.29M increase.
  • Joseph P. Lucia & Associates's biggest Q3 2025 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $290K.
  • Joseph P. Lucia & Associates fully exited AllianzIM U.S. Equity Buffer20 Mar ETF in Q3 2025, selling an estimated $229K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $265M portfolio in Q3 2025.
  • Joseph P. Lucia & Associates opened 14 new positions and closed 4 in Q3 2025.
  • Joseph P. Lucia & Associates's portfolio value rose 8.5% quarter-over-quarter to $265M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2025, filed 20 Oct 2025.