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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASIX icon
151
AdvanSix
ASIX
$457M
– –
-1
Closed –
AVDE icon
152
Avantis International Equity ETF
AVDE
$18.7B
– –
-316
Closed -$20K
AVTR icon
153
Avantor
AVTR
$9.27B
– –
-89
Closed -$4K
AVY icon
154
Avery Dennison
AVY
$13.6B
– –
-13
Closed -$3K
AWAY icon
155
Amplify Travel Tech ETF
AWAY
$32.6M
– –
-2,875
Closed -$82K
AWK icon
156
American Water Works
AWK
$26.8B
– –
-30
Closed -$5K
AXP icon
157
American Express
AXP
$231B
– –
-289
Closed -$48K
BABA icon
158
Alibaba
BABA
$308B
– –
-286
Closed -$42K
BAC icon
159
Bank of America
BAC
$448B
– –
-4,388
Closed -$186K
BB icon
160
BlackBerry
BB
$5.32B
– –
-1
Closed –
BBY icon
161
Best Buy
BBY
$17.6B
– –
-24
Closed -$3K
BFLY icon
162
Butterfly Network
BFLY
$2.54B
– –
-50
Closed -$1K
BFZ
163
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-3,850
Closed -$57K
BHF icon
164
Brighthouse Financial
BHF
$3.41B
– –
-1
Closed –
BIDU icon
165
Baidu
BIDU
$36B
– –
-62
Closed -$10K
BIIB icon
166
Biogen
BIIB
$30.3B
– –
-46
Closed -$13K
BIT icon
167
BlackRock Multi-Sector Income Trust
BIT
$702M
– –
-300
Closed -$6K
BKNG icon
168
Booking.com
BKNG
$160B
– –
-1,375
Closed -$131K
BLV icon
169
Vanguard Long-Term Bond ETF
BLV
$5.71B
– –
-875
Closed -$90K
BLW icon
170
BlackRock Limited Duration Income Trust
BLW
$493M
– –
-2,000
Closed -$34K
BN icon
171
Brookfield
BN
$111B
– –
-19
Closed -$1K
BND icon
172
Vanguard Total Bond Market
BND
$161B
– –
-80
Closed -$7K
BMY icon
173
Bristol-Myers Squibb
BMY
$130B
– –
-301
Closed -$18K
BOC icon
174
Boston Omaha
BOC
$430M
– –
-100
Closed -$4K
BP icon
175
BP
BP
$111B
– –
-207
Closed -$6K
5 6
7
8 9

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.