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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFFD icon
151
Global X US Preferred ETF
PFFD
$2.16B
$127K 0.08%
4,930
-400
-8% -$10.4K
CSCO icon
152
Cisco
CSCO
$475B
$126K 0.07%
2,317
-169
-7% -$9.48K
BRK.B icon
153
Berkshire Hathaway Class B
BRK.B
$1.11T
$124K 0.07%
456
– –
GDV icon
154
Gabelli Dividend & Income Trust
GDV
$2.67B
$124K 0.07%
4,791
-100
-2% -$2.65K
DTH icon
155
WisdomTree International High Dividend Fund
DTH
$659M
$120K 0.07%
3,160
– –
MGC icon
156
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$119K 0.07%
780
– –
NFLX icon
157
Netflix
NFLX
$311B
$118K 0.07%
1,940
– –
EHI
158
Western Asset Global High Income Fund
EHI
$178M
$116K 0.07%
11,308
– –
GSP
159
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$112K 0.07%
6,804
– –
GOVI icon
160
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$111K 0.07%
3,062
– –
SLV icon
161
iShares Silver Trust
SLV
$31.5B
$111K 0.07%
5,385
– –
UPS icon
162
United Parcel Service
UPS
$88.8B
$109K 0.06%
600
-250
-29% -$49.3K
NBTB icon
163
NBT Bancorp
NBTB
$2.75B
$108K 0.06%
3,000
-500
-14% -$17.6K
IEF icon
164
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$106K 0.06%
919
-1,000
-52% -$117K
INTC icon
165
Intel
INTC
$493B
$105K 0.06%
1,971
+3
+0.2% +$163
XLRE icon
166
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$104K 0.06%
2,347
-34
-1% -$1.58K
PRU icon
167
Prudential Financial
PRU
$42.2B
$100K 0.06%
948
-75
-7% -$7.73K
ITB icon
168
iShares US Home Construction ETF
ITB
$2.4B
$97K 0.06%
1,470
– –
FDIS icon
169
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$96K 0.06%
1,195
– –
MAR icon
170
Marriott International
MAR
$91.1B
$96K 0.06%
650
– –
PKB icon
171
Invesco Building & Construction ETF
PKB
$398M
$95K 0.06%
2,015
– –
V icon
172
Visa
V
$677B
$95K 0.06%
428
– –
XBI icon
173
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$95K 0.06%
754
-180
-19% -$23.2K
ADRE
174
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$95K 0.06%
1,965
– –
QINT icon
175
American Century Quality Diversified International ETF
QINT
$693M
$93K 0.06%
1,856
– –
5 6
7
8 9

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LA
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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.