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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
151
Capital One
COF
$134B
– –
-150
Closed -$9K
COST icon
152
Costco
COST
$419B
– –
-15
Closed -$5K
CRF
153
Cornerstone Total Return Fund
CRF
$1.18B
– –
-1,020
Closed -$10K
CRON
154
Cronos Group
CRON
$1.13B
– –
-2,000
Closed -$12K
CSCO icon
155
Cisco
CSCO
$475B
– –
-2,241
Closed -$105K
CTSH icon
156
Cognizant
CTSH
$26.4B
– –
-225
Closed -$13K
CVS icon
157
CVS Health
CVS
$120B
– –
-24
Closed -$2K
CVX icon
158
Chevron
CVX
$386B
– –
-479
Closed -$43K
CVY icon
159
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
– –
-8,070
Closed -$133K
DAL icon
160
Delta Air Lines
DAL
$59.5B
– –
-92
Closed -$3K
DBO icon
161
Invesco DB Oil Fund
DBO
$393M
– –
-1,150
Closed -$8K
DBX icon
162
Dropbox
DBX
$7.41B
– –
-5,740
Closed -$125K
DES icon
163
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
– –
-8,225
Closed -$174K
DGT icon
164
State Street SPDR Global Dow ETF
DGT
$627M
– –
-1,652
Closed -$129K
DGX icon
165
Quest Diagnostics
DGX
$26.2B
– –
-130
Closed -$15K
DHC
166
Diversified Healthcare Trust
DHC
$1.98B
– –
-1,900
Closed -$8K
DIA icon
167
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
– –
-22
Closed -$6K
DIM icon
168
WisdomTree International MidCap Dividend Fund
DIM
$168M
– –
-1,913
Closed -$102K
DKNG icon
169
DraftKings
DKNG
$12.6B
– –
-2,429
Closed -$81K
DMLP icon
170
Dorchester Minerals
DMLP
$1.33B
– –
-1,240
Closed -$16K
DOC icon
171
Healthpeak Properties
DOC
$14.1B
– –
-82
Closed -$2K
DON icon
172
WisdomTree US MidCap Dividend Fund
DON
$4.09B
– –
-4,880
Closed -$138K
DPG
173
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
– –
-1,000
Closed -$11K
DQ
174
Daqo New Energy
DQ
$984M
– –
-500
Closed -$7K
DTD icon
175
WisdomTree US Total Dividend Fund
DTD
$1.69B
– –
-550
Closed -$25K
5 6
7
8 9

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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.