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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
151
Citigroup
C
$228B
$62K 0.07%
1,477
+14
+1% +$940
GDX icon
152
VanEck Gold Miners ETF
GDX
$27.5B
$61K 0.07%
2,639
+647
+32% +$17.7K
BA icon
153
Boeing
BA
$184B
$58K 0.06%
388
+195
+101% +$53.4K
ZG icon
154
Zillow
ZG
$7.71B
$51K 0.06%
1,500
+600
+67% +$27.5K
GSP
155
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$51K 0.06%
6,804
– –
FDIS icon
156
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$50K 0.06%
1,320
– –
BFZ
157
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$49K 0.05%
3,850
– –
JNJ icon
158
Johnson & Johnson
JNJ
$626B
$49K 0.05%
374
+126
+51% +$17.9K
CAT icon
159
Caterpillar
CAT
$388B
$48K 0.05%
415
+1
+0.2% +$128
IWF icon
160
iShares Russell 1000 Growth ETF
IWF
$127B
$47K 0.05%
1,256
– –
QQQ icon
161
Invesco QQQ Trust
QQQ
$478B
$46K 0.05%
242
-103
-30% -$21.8K
VTV icon
162
Vanguard Morningstar Value ETF
VTV
$192B
$45K 0.05%
510
– –
VV icon
163
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$45K 0.05%
384
– –
PBE icon
164
Invesco Biotechnology & Genome ETF
PBE
$358M
$43K 0.05%
919
-379
-29% -$19.8K
POWA icon
165
Invesco Bloomberg Pricing Power ETF
POWA
$184M
$43K 0.05%
950
– –
STM icon
166
STMicroelectronics
STM
$49.1B
$43K 0.05%
2,000
+300
+18% +$7.91K
MA icon
167
Mastercard
MA
$492B
$42K 0.05%
175
+75
+75% +$22.3K
SPTL icon
168
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$42K 0.05%
880
– –
XYZ
169
Block Inc
XYZ
$47.5B
$42K 0.05%
800
-400
-33% -$27.4K
LIT icon
170
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$41K 0.05%
1,900
-163
-8% -$4.51K
MUB icon
171
iShares National Muni Bond ETF
MUB
$45.8B
$41K 0.05%
360
– –
MNP
172
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$41K 0.05%
3,000
– –
GILD icon
173
Gilead Sciences
GILD
$168B
$40K 0.04%
537
+85
+19% +$5.87K
XLE icon
174
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$40K 0.04%
2,780
-310
-10% -$7.35K
BLW icon
175
BlackRock Limited Duration Income Trust
BLW
$493M
$39K 0.04%
3,086
+14
+0.5% +$211
5 6
7
8 9

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MA
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LA
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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.