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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
151
Prudential Financial
PRU
$41.9B
$69K 0.06%
738
+633
+603% +$58.1K
TWM icon
152
ProShares UltraShort Russell2000
TWM
$41.7M
$69K 0.06%
275
– –
VGT icon
153
Vanguard Information Technology ETF
VGT
$148B
$68K 0.06%
2,224
+8
+0.4% +$229
FDIS icon
154
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$64K 0.06%
1,320
-1,425
-52% -$66.3K
BA icon
155
Boeing
BA
$185B
$63K 0.06%
193
-25
-11% -$8.85K
RWJ icon
156
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$62K 0.06%
2,715
– –
CAT icon
157
Caterpillar
CAT
$386B
$61K 0.06%
414
+275
+198% +$38.4K
VTV icon
158
Vanguard Morningstar Value ETF
VTV
$192B
$61K 0.06%
510
– –
GE icon
159
GE Aerospace
GE
$379B
$60K 0.05%
1,073
+34
+3% +$1.76K
AMZA icon
160
InfraCap MLP ETF
AMZA
$470M
$59K 0.05%
1,305
-34
-3% -$1.51K
XOM icon
161
ExxonMobil
XOM
$662B
$59K 0.05%
843
-50
-6% -$3.46K
CSCO icon
162
Cisco
CSCO
$488B
$58K 0.05%
1,219
-368
-23% -$17.1K
GDX icon
163
VanEck Gold Miners ETF
GDX
$27.5B
$58K 0.05%
1,992
-825
-29% -$22.6K
VV icon
164
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$57K 0.05%
384
– –
GYLD icon
165
Arrow Dow Jones Global Yield ETF
GYLD
$38M
$56K 0.05%
3,465
– –
LIT icon
166
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$56K 0.05%
2,063
-275
-12% -$7.02K
IWF icon
167
iShares Russell 1000 Growth ETF
IWF
$128B
$55K 0.05%
1,256
– –
XTN icon
168
State Street SPDR S&P Transportation ETF
XTN
$392M
$55K 0.05%
860
+10
+1% +$633
CBOE icon
169
Cboe Global Markets
CBOE
$30.1B
$54K 0.05%
450
– –
POWA icon
170
Invesco Bloomberg Pricing Power ETF
POWA
$184M
$53K 0.05%
950
– –
BFZ
171
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$52K 0.05%
3,850
– –
EHTH icon
172
eHealth
EHTH
$41.3M
$52K 0.05%
540
– –
IGIB icon
173
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$52K 0.05%
900
– –
SCHH icon
174
Schwab US REIT ETF
SCHH
$11.2B
$52K 0.05%
2,260
– –
AGNC icon
175
AGNC Investment
AGNC
$12.7B
$51K 0.05%
2,895
+63
+2% +$1.07K
5 6
7
8 9

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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.