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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$277M
AUM Growth
+$12.2M
Cap. Flow
+$9.1M
Cap. Flow %
3.28%
Top 10 Hldgs %
32.36%
Holding
176
New
15
Increased
52
Reduced
84
Closed
10

Top Buys

Rank Stock Value
1
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.88M
2
AAPL icon
Apple
AAPL
+$1.74M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.24M
4
BCTK
Baron Technology ETF
BCTK
+$962K
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$665K

Top Sells

Rank Stock Value
1
HD icon
Home Depot
HD
+$379K
2
NFLX icon
Netflix
NFLX
+$372K
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$328K
4
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$318K
5
MAYW icon
AllianzIM U.S. Equity Buffer20 May ETF
MAYW
+$298K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Consumer Discretionary 3.16%
3 Communication Services 2.94%
4 Financials 0.95%
5 Healthcare 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
126
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$348K 0.13%
4,205
-327
-7% -$27.1K
JUNW icon
127
AllianzIM U.S. Equity Buffer20 Jun ETF
JUNW
$374M
$346K 0.12%
10,355
– –
DBP icon
128
Invesco DB Precious Metals Fund
DBP
$257M
$331K 0.12%
+3,223
New +$312K
XLRE icon
129
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$316K 0.11%
7,836
– –
CAT icon
130
Caterpillar
CAT
$388B
$311K 0.11%
543
+90
+20% +$50K
BAB icon
131
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$311K 0.11%
11,436
-2,269
-17% -$62.1K
IWC icon
132
iShares Micro-Cap ETF
IWC
$1.49B
$294K 0.11%
1,865
– –
VFH icon
133
Vanguard Financials ETF
VFH
$13.8B
$290K 0.1%
2,171
– –
DECW icon
134
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$229M
$286K 0.1%
8,434
+129
+2% +$4.32K
SCHE icon
135
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$286K 0.1%
8,734
– –
XAR icon
136
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$285K 0.1%
1,180
– –
CI icon
137
Cigna
CI
$72.4B
$282K 0.1%
+1,024
New +$287K
VTI icon
138
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
$280K 0.1%
835
+80
+11% +$26.6K
VUG icon
139
Vanguard Morningstar Growth ETF
VUG
$228B
$276K 0.1%
3,390
– –
TLTW icon
140
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.83B
$272K 0.1%
+11,989
New +$280K
PGF icon
141
Invesco Financial Preferred ETF
PGF
$668M
$267K 0.1%
18,916
-1,360
-7% -$19.5K
PFFV icon
142
Global X Variable Rate Preferred ETF
PFFV
$305M
$263K 0.09%
11,826
-565
-5% -$12.8K
XLP icon
143
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$261K 0.09%
3,359
-297
-8% -$23.2K
SPHD icon
144
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$258K 0.09%
5,385
– –
AIQ icon
145
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$255K 0.09%
5,017
+169
+3% +$8.59K
MDT icon
146
Medtronic
MDT
$116B
$254K 0.09%
+2,642
New +$257K
IYH icon
147
iShares US Healthcare ETF
IYH
$3.76B
$252K 0.09%
+3,870
New +$244K
HOOD icon
148
Robinhood
HOOD
$84.9B
$237K 0.09%
2,093
-60
-3% -$7.8K
BAC icon
149
Bank of America
BAC
$448B
$231K 0.08%
4,201
+1
+0% +$53
PHYS icon
150
Sprott Physical Gold
PHYS
$15.8B
$230K 0.08%
6,955
– –
4 5
6
7 8

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Joseph P. Lucia & Associates's Q4 2025 Portfolio in Review

As of Q4 2025, Joseph P. Lucia & Associates held 176 positions worth $277M, up 4.6% from $265M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates deployed $9.1M of net new capital in Q4 2025, opening 15 new positions and adding to 52 existing holdings. Its largest new stake was Baron Technology ETF: 38,315 shares worth $962K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Netflix, an estimated $372K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2025 buy was Baron Technology ETF: 38,315 shares worth $962K.
  • Joseph P. Lucia & Associates added most to BlackRock Flexible Income ETF in Q4 2025, an estimated $2.88M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2025 reduction was Netflix, cutting an estimated $372K.
  • Joseph P. Lucia & Associates fully exited Home Depot in Q4 2025, selling an estimated $379K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $277M portfolio in Q4 2025.
  • Joseph P. Lucia & Associates opened 15 new positions and closed 10 in Q4 2025.
  • Joseph P. Lucia & Associates's portfolio value rose 4.6% quarter-over-quarter to $277M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2025, filed 28 Jan 2026.