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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$20.7M
Cap. Flow
+$5.32M
Cap. Flow %
2.01%
Top 10 Hldgs %
31.98%
Holding
165
New
14
Increased
56
Reduced
73
Closed
4

Top Buys

Rank Stock Value
1
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.29M
2
AVDV icon
Avantis International Small Cap Value ETF
AVDV
+$563K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$445K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$371K
5
EUAD
Select STOXX Europe Aerospace & Defense ETF
EUAD
+$363K

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$290K
2
MARW icon
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
+$229K
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$214K
4
FINX icon
Global X FinTech ETF
FINX
+$209K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$202K

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Discretionary 3.21%
3 Communication Services 3.19%
4 Financials 1.15%
5 Energy 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
126
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$287K 0.11%
3,656
+355
+11% +$28.7K
PFFV icon
127
Global X Variable Rate Preferred ETF
PFFV
$305M
$286K 0.11%
12,391
-428
-3% -$9.89K
CRWV
128
CoreWeave
CRWV
$49.3B
$285K 0.11%
+2,085
New +$247K
VFH icon
129
Vanguard Financials ETF
VFH
$13.8B
$285K 0.11%
2,171
– –
IWC icon
130
iShares Micro-Cap ETF
IWC
$1.49B
$278K 0.1%
1,865
– –
XAR icon
131
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$277K 0.1%
1,180
– –
VNQ icon
132
Vanguard Real Estate ETF
VNQ
$38.3B
$275K 0.1%
3,004
+250
+9% +$22.7K
DIV icon
133
Global X SuperDividend US ETF
DIV
$773M
$274K 0.1%
15,510
-100
-0.6% -$1.77K
DECW icon
134
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$229M
$274K 0.1%
8,305
-980
-11% -$31.6K
VUG icon
135
Vanguard Morningstar Growth ETF
VUG
$228B
$271K 0.1%
3,390
– –
LLY icon
136
Eli Lilly
LLY
$1.08T
$270K 0.1%
354
-124
-26% -$92.3K
ORCL icon
137
Oracle
ORCL
$419B
$267K 0.1%
949
+18
+2% +$4.58K
SPHD icon
138
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$266K 0.1%
5,385
– –
ETHE
139
Grayscale Ethereum Staking ETF Shares
ETHE
$1.52B
$253K 0.1%
+7,389
New +$239K
IAU icon
140
iShares Gold Trust
IAU
$64.8B
$250K 0.09%
+3,431
New +$224K
VTI icon
141
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
$248K 0.09%
755
+30
+4% +$9.48K
AIQ icon
142
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$239K 0.09%
4,848
+119
+3% +$5.42K
XOM icon
143
ExxonMobil
XOM
$657B
$237K 0.09%
2,104
-22
-1% -$2.45K
PANW icon
144
Palo Alto Networks
PANW
$313B
$227K 0.09%
1,115
– –
FDN icon
145
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.36B
$225K 0.09%
805
– –
PFE icon
146
Pfizer
PFE
$152B
$220K 0.08%
8,642
-1,642
-16% -$40.5K
BAC icon
147
Bank of America
BAC
$448B
$217K 0.08%
+4,200
New +$205K
CAT icon
148
Caterpillar
CAT
$388B
$216K 0.08%
+453
New +$193K
INKM icon
149
State Street Income Allocation ETF
INKM
$75.2M
$209K 0.08%
6,320
– –
IHF icon
150
iShares US Healthcare Providers ETF
IHF
$1.25B
$208K 0.08%
4,220
– –
3 4 5
6
7

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Joseph P. Lucia & Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Joseph P. Lucia & Associates held 165 positions worth $265M, up 8.5% from $244M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates's Q3 2025 filing shows 14 new, 56 increased, 73 reduced and 4 closed positions. Its largest new stake was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K. The largest sale was Vanguard Intermediate-Term Bond ETF, an estimated $290K.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2025 buy was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K.
  • Joseph P. Lucia & Associates added most to BlackRock Flexible Income ETF in Q3 2025, an estimated $2.29M increase.
  • Joseph P. Lucia & Associates's biggest Q3 2025 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $290K.
  • Joseph P. Lucia & Associates fully exited AllianzIM U.S. Equity Buffer20 Mar ETF in Q3 2025, selling an estimated $229K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $265M portfolio in Q3 2025.
  • Joseph P. Lucia & Associates opened 14 new positions and closed 4 in Q3 2025.
  • Joseph P. Lucia & Associates's portfolio value rose 8.5% quarter-over-quarter to $265M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2025, filed 20 Oct 2025.