JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $244M
1-Year Return 14.35%
This Quarter Return
-3.16%
1 Year Return
+14.35%
3 Year Return
+60.39%
5 Year Return
+87.61%
10 Year Return
–
AUM
$219M
AUM Growth
-$6.11M
Cap. Flow
+$2.59M
Cap. Flow %
1.18%
Top 10 Hldgs %
30.53%
Holding
154
New
8
Increased
53
Reduced
58
Closed
14

Top Buys

1
JANW icon
AllianzIM U.S. Large Cap Buffer20 Jan ETF
JANW
$994K
2
BXSL icon
Blackstone Secured Lending
BXSL
$445K
3
ET icon
Energy Transfer Partners
ET
$407K
4
KHPI
Kensington Hedged Premium Income ETF
KHPI
$405K
5
FEBW icon
AllianzIM U.S. Large Cap Buffer20 Feb ETF
FEBW
$397K

Top Sells

1
AAPL icon
Apple
AAPL
$530K
2
VTN icon
Invesco Trust for Investment Grade New York Municipals
VTN
$273K
3
ETHE
Grayscale Ethereum Trust ETF
ETHE
$252K
4
FINX icon
Global X FinTech ETF
FINX
$240K
5
AVGO icon
Broadcom
AVGO
$240K

Sector Composition

1 Technology 8.13%
2 Consumer Discretionary 3.28%
3 Communication Services 2.9%
4 Financials 1.04%
5 Energy 0.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DHY
126
Credit Suisse High Yield Bond Fund
DHY
$218M
$217K 0.1%
102,185
– –
DGT icon
127
SPDR Global Dow ETF
DGT
$436M
$213K 0.1%
1,522
– –
XAR icon
128
SPDR S&P Aerospace & Defense ETF
XAR
$3.93B
$211K 0.1%
1,313
-193
-13% -$31K
VUG icon
129
Vanguard Growth ETF
VUG
$187B
$210K 0.1%
565
– –
VTIP icon
130
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$209K 0.1%
4,190
-200
-5% -$9.98K
VTV icon
131
Vanguard Value ETF
VTV
$144B
$209K 0.1%
1,209
-113
-9% -$19.5K
SCHF icon
132
Schwab International Equity ETF
SCHF
$50.3B
$208K 0.1%
10,534
-280
-3% -$5.54K
PCY icon
133
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.23B
$203K 0.09%
10,075
– –
IYH icon
134
iShares US Healthcare ETF
IYH
$2.76B
$202K 0.09%
+3,324
New +$202K
APRW icon
135
AllianzIM US Large Cap Buffer20 Apr ETF
APRW
$174M
$202K 0.09%
6,285
– –
INKM icon
136
SPDR SSGA Income Allocation ETF
INKM
$74.3M
$201K 0.09%
6,320
-125
-2% -$3.98K
MAYW icon
137
AllianzIM U.S. Large Cap Buffer20 May ETF
MAYW
$77.7M
$201K 0.09%
6,552
-1,425
-18% -$43.7K
PMM
138
Putnam Managed Municipal Income
PMM
$252M
$194K 0.09%
31,682
-1,984
-6% -$12.2K
ALDX icon
139
Aldeyra Therapeutics
ALDX
$332M
$182K 0.08%
31,658
-12
-0% -$69
KULR icon
140
KULR Technology Group
KULR
$183M
$29.8K 0.01%
2,823
+27
+1% +$285
AVGO icon
141
Broadcom
AVGO
$1.44T
– –
-1,036
Closed -$240K
CAT icon
142
Caterpillar
CAT
$197B
– –
-572
Closed -$208K
DFAS icon
143
Dimensional US Small Cap ETF
DFAS
$11.3B
– –
-3,234
Closed -$210K
FINX icon
144
Global X FinTech ETF
FINX
$298M
– –
-7,695
Closed -$240K
IJS icon
145
iShares S&P Small-Cap 600 Value ETF
IJS
$6.65B
– –
-1,844
Closed -$200K
IWM icon
146
iShares Russell 2000 ETF
IWM
$67.4B
– –
-944
Closed -$209K
KBWB icon
147
Invesco KBW Bank ETF
KBWB
$4.96B
– –
-3,211
Closed -$210K
MYN icon
148
BlackRock MuniYield New York Quality Fund
MYN
$359M
– –
-20,963
Closed -$211K
NCV
149
Virtus Convertible & Income Fund
NCV
$335M
– –
-6,932
Closed -$96.2K
SPLB icon
150
SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$902M
– –
-9,187
Closed -$204K
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