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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-3.16%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$219M
AUM Growth
-$6.11M
Cap. Flow
+$2.61M
Cap. Flow %
1.19%
Top 10 Hldgs %
30.53%
Holding
154
New
8
Increased
53
Reduced
58
Closed
14

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$1.01M
2
BXSL icon
Blackstone Secured Lending
BXSL
+$453K
3
ET icon
Energy Transfer Partners
ET
+$426K
4
KHPI
Kensington Hedged Premium Income ETF
KHPI
+$426K
5
FEBW icon
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
+$405K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$552K
2
VTN icon
Invesco Trust for Investment Grade New York Municipals
VTN
+$273K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$255K
4
ETHE
Grayscale Ethereum Staking ETF Shares
ETHE
+$252K
5
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$245K

Sector Composition

Rank Sector Weight
1 Technology 8.13%
2 Consumer Discretionary 3.28%
3 Communication Services 2.9%
4 Financials 1.04%
5 Energy 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHY
126
Credit Suisse High Yield Credit Fund
DHY
$242M
$217K 0.1%
102,185
– –
DGT icon
127
State Street SPDR Global Dow ETF
DGT
$627M
$213K 0.1%
1,522
– –
XAR icon
128
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$211K 0.1%
1,313
-193
-13% -$32.4K
VUG icon
129
Vanguard Morningstar Growth ETF
VUG
$228B
$210K 0.1%
3,390
– –
VTIP icon
130
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$209K 0.1%
4,190
-200
-5% -$9.82K
VTV icon
131
Vanguard Morningstar Value ETF
VTV
$192B
$209K 0.1%
1,209
-113
-9% -$19.7K
SCHF icon
132
Schwab International Equity ETF
SCHF
$68.5B
$208K 0.1%
10,534
-280
-3% -$5.49K
PCY icon
133
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$203K 0.09%
10,075
– –
IYH icon
134
iShares US Healthcare ETF
IYH
$3.76B
$202K 0.09%
+3,324
New +$203K
APRW icon
135
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
$201M
$202K 0.09%
6,285
– –
INKM icon
136
State Street Income Allocation ETF
INKM
$75.2M
$201K 0.09%
6,320
-125
-2% -$3.98K
MAYW icon
137
AllianzIM U.S. Equity Buffer20 May ETF
MAYW
$452M
$201K 0.09%
6,552
-1,425
-18% -$43.9K
PMM
138
Franklin Managed Municipal Income Trust
PMM
$273M
$194K 0.09%
31,682
-1,984
-6% -$12.3K
ALDX icon
139
Aldeyra Therapeutics
ALDX
$91.1M
$182K 0.08%
31,658
-12
-0% -$71
KULR icon
140
KULR Technology Group
KULR
$130M
$29.8K 0.01%
2,823
+27
+1% +$422
AVGO icon
141
Broadcom
AVGO
$1.98T
– –
-1,036
Closed -$240K
CAT icon
142
Caterpillar
CAT
$388B
– –
-572
Closed -$208K
DFAS icon
143
Dimensional US Small Cap ETF
DFAS
$15.8B
– –
-3,234
Closed -$210K
FINX icon
144
Global X FinTech ETF
FINX
$166M
– –
-7,695
Closed -$240K
IJS icon
145
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
– –
-1,844
Closed -$200K
IWM icon
146
iShares Russell 2000 ETF
IWM
$81.8B
– –
-944
Closed -$209K
KBWB icon
147
Invesco KBW Bank ETF
KBWB
$6.77B
– –
-3,211
Closed -$210K
MYN icon
148
BlackRock MuniYield New York Quality Fund
MYN
$376M
– –
-20,963
Closed -$211K
NCV
149
Virtus Convertible & Income Fund
NCV
$393M
– –
-6,932
Closed -$96.2K
SPLB icon
150
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
– –
-9,187
Closed -$204K
3 4 5
6
7

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Joseph P. Lucia & Associates's Q1 2025 Portfolio in Review

As of Q1 2025, Joseph P. Lucia & Associates held 154 positions worth $219M, down 2.7% from $225M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Joseph P. Lucia & Associates's Q1 2025 filing shows 8 new, 53 increased, 58 reduced and 14 closed positions. Its largest new stake was Kensington Hedged Premium Income ETF: 16,910 shares worth $405K. The largest sale was Apple, an estimated $552K.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 9.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q1 2025 buy was Kensington Hedged Premium Income ETF: 16,910 shares worth $405K.
  • Joseph P. Lucia & Associates added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q1 2025, an estimated $1.01M increase.
  • Joseph P. Lucia & Associates's biggest Q1 2025 reduction was Apple, cutting an estimated $552K.
  • Joseph P. Lucia & Associates fully exited Invesco Trust for Investment Grade New York Municipals in Q1 2025, selling an estimated $273K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 31% of its $219M portfolio in Q1 2025.
  • Joseph P. Lucia & Associates opened 8 new positions and closed 14 in Q1 2025.
  • Joseph P. Lucia & Associates's portfolio value fell 2.7% quarter-over-quarter to $219M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2025, filed 14 May 2025.