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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
126
American Express
AXP
$230B
– –
-146
Closed -$20K
BA icon
127
Boeing
BA
$184B
– –
-1,168
Closed -$160K
BABA icon
128
Alibaba
BABA
$306B
– –
-65
Closed -$7K
BAC icon
129
Bank of America
BAC
$448B
– –
-3,363
Closed -$105K
BB icon
130
BlackBerry
BB
$5.26B
– –
-1
Closed –
BETZ icon
131
Roundhill Sports Betting & iGaming ETF
BETZ
$50M
– –
-8,582
Closed -$124K
BHP icon
132
BHP
BHP
$229B
– –
-200
Closed -$11K
BIDU icon
133
Baidu
BIDU
$35.9B
– –
-57
Closed -$8K
BITO icon
134
ProShares Bitcoin Strategy ETF
BITO
$1.43B
– –
-1,085
Closed -$13K
BKCH icon
135
Global X Blockchain ETF
BKCH
$200M
– –
-1,061
Closed -$21K
BKNG icon
136
Booking.com
BKNG
$160B
– –
-250
Closed -$17K
BLNK icon
137
Blink Charging
BLNK
$85.5M
– –
-10
Closed –
BLV icon
138
Vanguard Long-Term Bond ETF
BLV
$5.7B
– –
-90
Closed -$7K
BLW icon
139
BlackRock Limited Duration Income Trust
BLW
$493M
– –
-700
Closed -$9K
BMY icon
140
Bristol-Myers Squibb
BMY
$130B
– –
-1,531
Closed -$118K
BRK.B icon
141
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-611
Closed -$167K
BSV icon
142
Vanguard Short-Term Bond ETF
BSV
$45.6B
– –
-464
Closed -$36K
BXMT icon
143
Blackstone Mortgage Trust
BXMT
$2.47B
– –
-4,185
Closed -$116K
BYND icon
144
Beyond Meat
BYND
$215M
– –
-6
Closed –
C icon
145
Citigroup
C
$228B
– –
-744
Closed -$34K
CARZ icon
146
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.1M
– –
-3,168
Closed -$143K
CAT icon
147
Caterpillar
CAT
$388B
– –
-599
Closed -$107K
CATH icon
148
Global X S&P 500 Catholic Values ETF
CATH
$1.35B
– –
-93
Closed -$4K
CBAT icon
149
CBAK Energy Technology Ltd
CBAT
$69.2M
– –
-1
Closed –
CCL icon
150
Carnival Corporation Ltd
CCL
$38B
– –
-20
Closed –
4 5
6
7 8

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.