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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
126
Western Asset Global High Income Fund
EHI
$178M
$114K 0.07%
11,308
– –
CFMS
127
DELISTED
Conformis, Inc. Common Stock
CFMS
$8K 0.01%
400
– –
AAL icon
128
American Airlines Group
AAL
$10.2B
– –
-900
Closed -$18K
ABBV icon
129
AbbVie
ABBV
$443B
– –
-582
Closed -$63K
ABNB icon
130
Airbnb
ABNB
$111B
– –
-7
Closed -$1K
ADBE icon
131
Adobe
ADBE
$105B
– –
-6
Closed -$3K
AFG icon
132
American Financial Group
AFG
$12B
– –
-22
Closed -$3K
AGNC icon
133
AGNC Investment
AGNC
$12.9B
– –
-2,000
Closed -$32K
AGZ icon
134
iShares Agency Bond ETF
AGZ
$564M
– –
-80
Closed -$9K
ALX
135
Alexander's
ALX
$1.39B
– –
-10
Closed -$3K
AMAT icon
136
Applied Materials
AMAT
$415B
– –
-500
Closed -$64K
AMC icon
137
AMC Entertainment Holdings
AMC
$2.14B
– –
-13
Closed -$5K
AMD icon
138
Advanced Micro Devices
AMD
$771B
– –
-1,521
Closed -$157K
AMGN icon
139
Amgen
AMGN
$224B
– –
-75
Closed -$16K
AMLP icon
140
Alerian MLP ETF
AMLP
$13.4B
– –
-100
Closed -$3K
AMP icon
141
Ameriprise Financial
AMP
$49.7B
– –
-66
Closed -$17K
AMRN
142
Amarin Corp
AMRN
$297M
– –
-29
Closed -$3K
AMT icon
143
American Tower
AMT
$79.2B
– –
-8
Closed -$2K
AMZA icon
144
InfraCap MLP ETF
AMZA
$475M
– –
-2,000
Closed -$52K
ANY icon
145
Sphere 3D
ANY
$16.5M
– –
-2
Closed -$1K
AOA icon
146
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
– –
-4
Closed –
AOD
147
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
– –
-1,100
Closed -$11K
APH icon
148
Amphenol
APH
$207B
– –
-200
Closed -$7K
ARKG icon
149
ARK Genomic Revolution ETF
ARKG
$1.79B
– –
-4,432
Closed -$331K
ARKK icon
150
ARK Innovation ETF
ARKK
$6.36B
– –
-23
Closed -$3K
4 5
6
7 8

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.