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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
126
Main Street Capital
MAIN
$5.52B
$194K 0.11%
4,710
– –
PEY icon
127
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$192K 0.11%
9,709
– –
IAU icon
128
iShares Gold Trust
IAU
$64.8B
$188K 0.11%
5,630
-587
-9% -$20K
BAC icon
129
Bank of America
BAC
$448B
$186K 0.11%
4,388
-51
-1% -$2.05K
VO icon
130
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$181K 0.11%
3,060
+1,580
+107% +$95.5K
CVY icon
131
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$175K 0.1%
7,345
– –
DON icon
132
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$175K 0.1%
4,216
– –
DGT icon
133
State Street SPDR Global Dow ETF
DGT
$627M
$167K 0.1%
1,527
– –
VOO icon
134
Vanguard S&P 500 ETF
VOO
$1.03T
$166K 0.1%
422
-15
-3% -$6.09K
IMCV icon
135
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$161K 0.1%
2,550
– –
LYV icon
136
Live Nation Entertainment
LYV
$42.7B
$160K 0.09%
1,756
+477
+37% +$40.2K
AMD icon
137
Advanced Micro Devices
AMD
$774B
$157K 0.09%
1,521
– –
HD icon
138
Home Depot
HD
$353B
$157K 0.09%
479
-42
-8% -$13.8K
NXTG icon
139
First Trust Indxx NextG ETF
NXTG
$562M
$156K 0.09%
2,042
– –
ROBT icon
140
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$780M
$148K 0.09%
2,755
+2,490
+940% +$136K
LIT icon
141
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$145K 0.09%
1,764
+864
+96% +$70.8K
VALQ icon
142
American Century US Quality Value ETF
VALQ
$340M
$144K 0.09%
2,942
– –
ESPO icon
143
VanEck Video Gaming and eSports ETF
ESPO
$258M
$141K 0.08%
2,175
-355
-14% -$24.1K
ORCL icon
144
Oracle
ORCL
$419B
$139K 0.08%
1,595
– –
VNQ icon
145
Vanguard Real Estate ETF
VNQ
$38.3B
$135K 0.08%
1,331
+50
+4% +$5.3K
XRT icon
146
State Street SPDR S&P Retail ETF
XRT
$645M
$135K 0.08%
1,496
+1,251
+511% +$119K
FDG icon
147
American Century Focused Dynamic Growth ETF
FDG
$425M
$134K 0.08%
1,636
+570
+53% +$47.7K
BKNG icon
148
Booking.com
BKNG
$160B
$131K 0.08%
1,375
– –
DIM icon
149
WisdomTree International MidCap Dividend Fund
DIM
$168M
$128K 0.08%
1,913
– –
BXMT icon
150
Blackstone Mortgage Trust
BXMT
$2.47B
$127K 0.08%
4,185
– –
4 5
6
7 8

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RWM
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HAC
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WHGC
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EAM
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.