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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPT
126
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-1,000
Closed -$3K
BRK.B icon
127
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-456
Closed -$81K
BSV icon
128
Vanguard Short-Term Bond ETF
BSV
$45.6B
– –
-599
Closed -$50K
BTZ icon
129
BlackRock Credit Allocation Income Trust
BTZ
$958M
– –
-205
Closed -$3K
BXMT icon
130
Blackstone Mortgage Trust
BXMT
$2.47B
– –
-4,435
Closed -$107K
BYND icon
131
Beyond Meat
BYND
$215M
– –
-22
Closed -$3K
C icon
132
Citigroup
C
$228B
– –
-1,478
Closed -$76K
CAR icon
133
Avis
CAR
$4.97B
– –
-100
Closed -$2K
CARR icon
134
Carrier Global
CARR
$52.4B
– –
-225
Closed -$5K
CASI
135
DELISTED
CASI Pharmaceuticals
CASI
– –
0
– –
CAT icon
136
Caterpillar
CAT
$388B
– –
-269
Closed -$34K
CBOE icon
137
Cboe Global Markets
CBOE
$29.5B
– –
-300
Closed -$28K
CGC
138
Canopy Growth
CGC
$422M
– –
-3
Closed –
CGW icon
139
Invesco S&P Global Water Index ETF
CGW
$1.07B
– –
-147
Closed -$5K
CHWY icon
140
Chewy
CHWY
$9.2B
– –
-165
Closed -$7K
CHY
141
Calamos Convertible and High Income Fund
CHY
$1.07B
– –
-3,675
Closed -$42K
CI icon
142
Cigna
CI
$72.4B
– –
-17
Closed -$3K
CIM
143
Chimera Investment
CIM
$996M
– –
-134
Closed -$4K
CLF icon
144
Cleveland-Cliffs
CLF
$7.08B
– –
-800
Closed -$4K
CLM icon
145
Cornerstone Strategic Value Fund
CLM
$2.25B
– –
-1,369
Closed -$14K
CM icon
146
Canadian Imperial Bank of Commerce
CM
$109B
– –
-50
Closed -$2K
CMCSA icon
147
Comcast
CMCSA
$91B
– –
-72
Closed -$3K
CMF icon
148
iShares California Muni Bond ETF
CMF
$4.62B
– –
-400
Closed -$25K
CNDT icon
149
Conduent
CNDT
$246M
– –
-189
Closed –
CODI icon
150
Compass Diversified
CODI
$927M
– –
-1,725
Closed -$30K
4 5
6
7 8

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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.