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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALQ icon
126
American Century US Quality Value ETF
VALQ
$340M
$103K 0.11%
2,533
+1,233
+95% +$49.2K
ORCL icon
127
Oracle
ORCL
$435B
$99K 0.1%
1,800
+600
+50% +$33.1K
NLY icon
128
Annaly Capital Management
NLY
$17.3B
$96K 0.1%
2,734
– –
DTH icon
129
WisdomTree International High Dividend Fund
DTH
$660M
$95K 0.1%
2,425
+360
+17% +$14K
MGC icon
130
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$95K 0.1%
919
-523
-36% -$53.5K
DBEU icon
131
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$94K 0.1%
3,166
-444
-12% -$12.9K
VZ icon
132
Verizon
VZ
$195B
$93K 0.1%
1,533
+101
+7% +$5.82K
DIM icon
133
WisdomTree International MidCap Dividend Fund
DIM
$168M
$87K 0.09%
1,443
+235
+19% +$14.1K
TWM icon
134
ProShares UltraShort Russell2000
TWM
$41.7M
$84K 0.09%
275
– –
BA icon
135
Boeing
BA
$184B
$83K 0.09%
218
– –
PGX icon
136
Invesco Preferred ETF
PGX
$3.76B
$83K 0.09%
5,505
– –
BLV icon
137
Vanguard Long-Term Bond ETF
BLV
$5.69B
$81K 0.08%
785
+155
+25% +$15.6K
CSCO icon
138
Cisco
CSCO
$483B
$78K 0.08%
1,587
-549
-26% -$28.5K
GOVI icon
139
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$78K 0.08%
2,202
+425
+24% +$14.9K
JNK icon
140
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$78K 0.08%
714
+12
+2% +$1.3K
BRK.B icon
141
Berkshire Hathaway Class B
BRK.B
$1.14T
$76K 0.08%
366
– –
EMB icon
142
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$75K 0.08%
660
+40
+6% +$4.55K
GDX icon
143
VanEck Gold Miners ETF
GDX
$27.6B
$75K 0.08%
2,817
– –
QQQ icon
144
Invesco QQQ Trust
QQQ
$479B
$75K 0.08%
395
-25
-6% -$4.74K
XYZ
145
Block Inc
XYZ
$47.5B
$74K 0.08%
1,200
+600
+100% +$40.8K
PFO
146
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$73K 0.08%
6,000
– –
LQDH icon
147
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$71K 0.07%
765
– –
WSM icon
148
Williams-Sonoma
WSM
$29.5B
$68K 0.07%
2,000
-800
-29% -$26.5K
GSP
149
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$68K 0.07%
4,804
+969
+25% +$14K
JPM icon
150
JPMorgan Chase
JPM
$956B
$67K 0.07%
572
– –
4 5
6
7 8

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RWM
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HAC
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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.