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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$161M
AUM Growth
+$17.6M
Cap. Flow
+$2.57M
Cap. Flow %
1.6%
Top 10 Hldgs %
34.16%
Holding
120
New
11
Increased
34
Reduced
63
Closed
3

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.03M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$948K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$572K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$409K
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$396K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$311K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$305K
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$279K
4
DVY icon
iShares Select Dividend ETF
DVY
+$264K
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$247K

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Consumer Discretionary 3.49%
3 Communication Services 3.11%
4 Utilities 0.48%
5 Financials 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHF icon
101
iShares US Healthcare Providers ETF
IHF
$1.25B
$232K 0.14%
4,425
-200
-4% -$10.1K
VTV icon
102
Vanguard Morningstar Value ETF
VTV
$192B
$228K 0.14%
1,522
-1,024
-40% -$144K
FDG icon
103
American Century Focused Dynamic Growth ETF
FDG
$425M
$226K 0.14%
+3,170
New +$208K
VFH icon
104
Vanguard Financials ETF
VFH
$13.8B
$221K 0.14%
+2,395
New +$201K
SCHF icon
105
Schwab International Equity ETF
SCHF
$68.5B
$220K 0.14%
11,914
-190
-2% -$3.3K
REM icon
106
iShares Mortgage Real Estate ETF
REM
$545M
$219K 0.14%
9,267
-150
-2% -$3.31K
SYLD icon
107
Cambria Shareholder Yield ETF
SYLD
$1.02B
$216K 0.13%
+3,203
New +$199K
JPM icon
108
JPMorgan Chase
JPM
$962B
$216K 0.13%
1,272
-170
-12% -$25.8K
BXSL icon
109
Blackstone Secured Lending
BXSL
$5.69B
$212K 0.13%
+7,659
New +$211K
INKM icon
110
State Street Income Allocation ETF
INKM
$75.2M
$210K 0.13%
+6,775
New +$199K
SPLB icon
111
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$208K 0.13%
+8,726
New +$191K
BA icon
112
Boeing
BA
$184B
$204K 0.13%
+782
New +$167K
ICLN icon
113
iShares Global Clean Energy ETF
ICLN
$2.09B
$172K 0.11%
11,040
-1,588
-13% -$22.3K
NCV
114
Virtus Convertible & Income Fund
NCV
$393M
$137K 0.09%
10,197
– –
ALDX icon
115
Aldeyra Therapeutics
ALDX
$91.1M
$99.2K 0.06%
28,252
-79
-0.3% -$244
NOK icon
116
Nokia
NOK
$52.7B
$51.3K 0.03%
15,000
– –
GOEV
117
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$5.14K ﹤0.01%
43
+21
+95% +$2.84K
IBB icon
118
iShares Biotechnology ETF
IBB
$9.81B
– –
-1,960
Closed -$240K
RIG icon
119
Transocean
RIG
$6.49B
– –
-10,607
Closed -$87.1K
XLU icon
120
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
– –
-7,046
Closed -$208K
1 2 3 4
5

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LA
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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Joseph P. Lucia & Associates held 120 positions worth $161M, up 12% from $143M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q4 2023 filing shows 11 new, 34 increased, 63 reduced and 3 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 10,497 shares worth $1.04M. The largest sale was Schwab US TIPS ETF, an estimated $311K.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q4 2023 buy was iShares 20+ Year Treasury Bond ETF: 10,497 shares worth $1.04M.
  • Joseph P. Lucia & Associates added most to Vanguard Intermediate-Term Bond ETF in Q4 2023, an estimated $1.03M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2023 reduction was Schwab US TIPS ETF, cutting an estimated $311K.
  • Joseph P. Lucia & Associates fully exited iShares Biotechnology ETF in Q4 2023, selling an estimated $240K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $161M portfolio in Q4 2023.
  • Joseph P. Lucia & Associates opened 11 new positions and closed 3 in Q4 2023.
  • Joseph P. Lucia & Associates's portfolio value rose 12% quarter-over-quarter to $161M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2023, filed 29 Jan 2024.