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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-3.84%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$6.36M
Cap. Flow
-$188K
Cap. Flow %
-0.13%
Top 10 Hldgs %
34.11%
Holding
118
New
1
Increased
32
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$878K
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$739K
3
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$691K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$400K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$391K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$505K
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$360K
3
VSGX icon
Vanguard ESG International Stock ETF
VSGX
+$254K
4
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$249K
5
GLD icon
SPDR Gold Trust
GLD
+$230K

Sector Composition

Rank Sector Weight
1 Technology 8.13%
2 Consumer Discretionary 3.44%
3 Communication Services 3.06%
4 Utilities 0.51%
5 Energy 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
101
JPMorgan Chase
JPM
$962B
$209K 0.15%
1,442
– –
XLU icon
102
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$208K 0.15%
7,046
– –
SCHF icon
103
Schwab International Equity ETF
SCHF
$68.5B
$206K 0.14%
12,104
-320
-3% -$5.65K
ALDX icon
104
Aldeyra Therapeutics
ALDX
$91.1M
$189K 0.13%
28,331
+5,550
+24% +$41.2K
ICLN icon
105
iShares Global Clean Energy ETF
ICLN
$2.09B
$185K 0.13%
12,628
– –
NCV
106
Virtus Convertible & Income Fund
NCV
$393M
$127K 0.09%
10,197
-3,185
-24% -$42.4K
RIG icon
107
Transocean
RIG
$6.49B
$87.1K 0.06%
+10,607
New +$86.7K
NOK icon
108
Nokia
NOK
$52.7B
$56.1K 0.04%
15,000
– –
GOEV
109
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$4.9K ﹤0.01%
22
– –
AGNC icon
110
AGNC Investment
AGNC
$12.9B
– –
-11,275
Closed -$114K
FDG icon
111
American Century Focused Dynamic Growth ETF
FDG
$425M
– –
-3,459
Closed -$227K
GLD icon
112
SPDR Gold Trust
GLD
$143B
– –
-1,292
Closed -$230K
INKM icon
113
State Street Income Allocation ETF
INKM
$75.2M
– –
-6,775
Closed -$205K
SDOT icon
114
Sadot Group
SDOT
$12.9M
– –
-8
Closed -$20K
SPLB icon
115
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
– –
-9,346
Closed -$217K
TLT icon
116
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
– –
-2,156
Closed -$222K
VSGX icon
117
Vanguard ESG International Stock ETF
VSGX
$6.74B
– –
-4,787
Closed -$254K
XHE icon
118
State Street SPDR S&P Health Care Equipment ETF
XHE
$168M
– –
-2,532
Closed -$249K
1 2 3 4
5

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Joseph P. Lucia & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Joseph P. Lucia & Associates held 118 positions worth $143M, down 4.3% from $149M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q3 2023 filing shows 1 new, 32 increased, 58 reduced and 9 closed positions. Its largest new stake was Transocean: 10,607 shares worth $87.1K. The largest sale was iShares Select Dividend ETF, an estimated $505K.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2023 buy was Transocean: 10,607 shares worth $87.1K.
  • Joseph P. Lucia & Associates added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $878K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2023 reduction was iShares Select Dividend ETF, cutting an estimated $505K.
  • Joseph P. Lucia & Associates fully exited Vanguard ESG International Stock ETF in Q3 2023, selling an estimated $254K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $143M portfolio in Q3 2023.
  • Joseph P. Lucia & Associates opened 1 new position and closed 9 in Q3 2023.
  • Joseph P. Lucia & Associates's portfolio value fell 4.3% quarter-over-quarter to $143M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2023, filed 30 Oct 2023.