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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$134M
AUM Growth
+$6.17M
Cap. Flow
-$297K
Cap. Flow %
-0.22%
Top 10 Hldgs %
33.1%
Holding
117
New
10
Increased
27
Reduced
72
Closed
3

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$1.03M
2
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$887K
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$761K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$648K
5
AAPL icon
Apple
AAPL
+$606K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.1M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$390K
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$366K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$344K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$311K

Sector Composition

Rank Sector Weight
1 Technology 5.9%
2 Communication Services 2.38%
3 Consumer Discretionary 2.24%
4 Utilities 0.69%
5 Financials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFFV icon
101
Global X Variable Rate Preferred ETF
PFFV
$305M
$225K 0.17%
10,016
+565
+6% +$13K
JPM icon
102
JPMorgan Chase
JPM
$962B
$220K 0.16%
+1,642
New +$208K
VFH icon
103
Vanguard Financials ETF
VFH
$13.8B
$219K 0.16%
2,645
-215
-8% -$17.8K
IWC icon
104
iShares Micro-Cap ETF
IWC
$1.49B
$216K 0.16%
2,000
– –
DHY
105
Credit Suisse High Yield Credit Fund
DHY
$242M
$215K 0.16%
122,185
-14,035
-10% -$25.7K
FMAT icon
106
Fidelity MSCI Materials Index ETF
FMAT
$621M
$214K 0.16%
+4,892
New +$211K
HD icon
107
Home Depot
HD
$353B
$212K 0.16%
673
-78
-10% -$23.8K
BRK.B icon
108
Berkshire Hathaway Class B
BRK.B
$1.11T
$207K 0.16%
+671
New +$199K
INKM icon
109
State Street Income Allocation ETF
INKM
$75.2M
$203K 0.15%
6,875
-250
-4% -$7.36K
T icon
110
AT&T
T
$168B
$188K 0.14%
+10,235
New +$183K
NCV
111
Virtus Convertible & Income Fund
NCV
$393M
$182K 0.14%
13,382
-329
-2% -$4.59K
NOK icon
112
Nokia
NOK
$52.7B
$69.6K 0.05%
+15,000
New +$69.2K
ALDX icon
113
Aldeyra Therapeutics
ALDX
$91.1M
$62.3K 0.05%
+12,000
New +$68.6K
SDOT icon
114
Sadot Group
SDOT
$12.9M
$5.71K ﹤0.01%
+8
New +$8.35K
FDG icon
115
American Century Focused Dynamic Growth ETF
FDG
$425M
– –
-4,111
Closed -$216K
SCHF icon
116
Schwab International Equity ETF
SCHF
$68.5B
– –
-15,010
Closed -$211K
CFMS
117
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-400
Closed -$2K
1 2 3 4
5

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HAC
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EAM
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Joseph P. Lucia & Associates's Q4 2022 Portfolio in Review

As of Q4 2022, Joseph P. Lucia & Associates held 117 positions worth $134M, up 4.8% from $127M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates's Q4 2022 filing shows 10 new, 27 increased, 72 reduced and 3 closed positions. Its largest new stake was JPMorgan Equity Premium Income ETF: 14,008 shares worth $763K. The largest sale was iShares Floating Rate Bond ETF, an estimated $2.1M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q4 2022 buy was JPMorgan Equity Premium Income ETF: 14,008 shares worth $763K.
  • Joseph P. Lucia & Associates added most to Global X NASDAQ-100 Covered Call ETF in Q4 2022, an estimated $1.03M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2022 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.1M.
  • Joseph P. Lucia & Associates fully exited American Century Focused Dynamic Growth ETF in Q4 2022, selling an estimated $216K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $134M portfolio in Q4 2022.
  • Joseph P. Lucia & Associates opened 10 new positions and closed 3 in Q4 2022.
  • Joseph P. Lucia & Associates's portfolio value rose 4.8% quarter-over-quarter to $134M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2022, filed 13 Feb 2023.